Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)

ALPHASTAR CAPITAL MANAGEMENT

The RIA Model Redefined

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

RIA PlatformIndependent AdvisorsInvestment Management+9

AUM / Hourly / Flat Fee

ALPHA VEE ADVISORS

Differentiate. Scale. Deliver.

Expertise

Index-based InvestingInstitutional InvestmentRisk Overlay+9

ALPHA WEALTH FUNDS, LLC

THE BEST INFORMATION IS INSIDE INFORMATION

Firm Focus

IndividualsHigh Net WorthPooled Vehicles+2

Expertise

Long-short EquityInsider Trading AnalysisLevel 1 Securities+3

AUM / Commission / Hourly / Performance-based / Subscription / Other

Account Minimum

ALPHYN CAPITAL MANAGEMENT LLC

Investment management for the first years after a sale.

Firm Focus

Expertise

Separately Managed AccountsPost-liquidity EventFounder Wealth+4

AUM / Performance-based

ALPINE PEAKS CAPITAL, LP

Firm Focus

Pooled Vehicles

Expertise

Small-capMid-capConcentrated Stock-picking+3

AUM / Performance-based

ALTA ASSET MANAGEMENT, LLC

A Specialized Alternative Asset Manager

Firm Focus

Pension/Profit Sharing

Expertise

Alternative Asset ManagementCreditInsurance+7

ALTA WEALTH ADVISORS LLC

Higher Standard Of Planning

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Financial PlanningInvestment ManagementRetirement+4

AUM / Hourly / Flat Fee

ALTERNA EQUITY PARTNERS MANAGEMENT LLC

FORT LAUDERDALE, FL

Partnership-Focused Private Equity Firm

Firm Focus

Pooled Vehicles

Expertise

Private EquityLower Middle MarketFounder-owned Businesses+4

AUM / Performance-based

ALTERNATIVE CAPITAL FUND MANAGEMENT LLC

ENGLEWOOD CLIFFS, NJ

Exclusive Line of Sight

Firm Focus

Pooled Vehicles

Expertise

Structured CreditAlternative InvestmentsUncorrelated Investments+6

AUM / Performance-based

Account Minimum

ALTERNATIVE INVESTMENT ADVISORS, LLC

Plan For Tomorrow

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Financial PlanningInvestment ManagementRetirement Planning+7

AUM / Hourly / Flat Fee

ALTERNA WEALTH MANAGEMENT, INC.

Welcome to Alterna Wealth Management

Firm Focus

Expertise

Registered Investment AdvisorAsset ManagementFinancial Planning+2

Account Minimum

ALTERRA IOS MANAGER, LLC

Alterra Industrial Outdoor Storage

Firm Focus

Pooled Vehicles

Expertise

Industrial Outdoor StorageReal Estate AcquisitionsReal Estate Development+6

AUM / Performance-based

Account Minimum

ALTHUM ADVISORS LLC

We aim to be your trusted advisor, helping you preserve and expand your family's financial legacy

Firm Focus

High Net WorthPension/Profit SharingState/Municipal

Expertise

Family GovernanceSuccession PlanningWealth Management+9

Account Minimum

ALTITUDE CAPITAL MANAGEMENT LLC

Building a Balanced, Flexible Approach for Lifelong Retirement Income and Growth

Firm Focus

IndividualsHigh Net Worth

Expertise

Retirement Income PlanningTactical Asset ManagementSafe Money Strategies+6

AUM / Hourly / Flat Fee

ALTRAVUE CAPITAL, LLC

Firm Focus

High Net WorthInvestment CompaniesPooled Vehicles

Expertise

Value InvestingLong-term InvestingHigh-quality Businesses

AUM / Performance-based

Account Minimum

ALTRIARCH ASSET MANAGEMENT, LLC

Niche. Opportunistic. Credit.

Firm Focus

Pooled Vehicles

Expertise

Private CreditAsset-based LendingAccounts Receivable+3

Performance-based / Other

ALTRIUS CAPITAL MANAGEMENT, INC.

Our Benchmark Is The Long-Term Success Of Our Clients

Firm Focus

IndividualsHigh Net WorthInvestment Companies+1

Expertise

Fee-only AdvisoryIndependent AdvisoryPrivate Clients+2

Account Minimum

ALTRUIST LLC

CULVER CITY, CA

The wealth platform built for independent advisors

Expertise

CustodianWealth PlatformIndependent Advisors+12

Account Minimum

ALTUS WEALTH GROUP, LLC

COLORADO SPRINGS, CO

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Investment ManagementWealth ManagementEstate Planning+6

Account Minimum

ALTUS WEALTH MANAGEMENT, LLC

FT. MITCHELL, KY

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing

Expertise

Wealth ManagementInvestment ManagementFinancial Planning+6

AMALTASH ADVISORS

AI-Powered Wealth Management

Firm Focus

High Net WorthPension/Profit Sharing

Expertise

AI InvestingWealth ManagementAlgorithmic Trading+7

AMARA FINANCIAL, LLC

SAN FRANCISCO, CA

Planning beyond the numbers.

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Comprehensive Financial PlanningInvestment ManagementRetirement Income Planning+9

AMBERJACK CAPITAL PARTNERS, L.P.

Where strong businesses get stronger

Firm Focus

Pooled Vehicles

Expertise

Private EquityLower Middle MarketCritical Infrastructure+6

AUM / Flat Fee / Performance-based

Account Minimum

AMERAUDI ASSET MANAGEMENT, INC.

Wealth management built around you

Firm Focus

High Net WorthState/Municipal

Expertise

Wealth ManagementInvestment AdvisoryManaged Portfolios+6

Account Minimum

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.