AdFi

Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
LA

LIFESTYLE ASSET MANAGEMENT, INC.

FRIENDSWOOD, TX
RIA

INDEPENDENCE, EXPERIENCE, DISCIPLINE AND TRUST

AUM
$500M–$1B
Advisors
10
Offices
4
Founded
2011

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+3

Expertise

Portfolio ManagementIndividual Equity ResearchWealth Planning+7
Fee model
AUM / Hourly
Account Minimum
$50k
View profile
LF

LIFEWAY FINANCIAL CORPORATION

PLANO, TX
RIA

Life Moves Pretty Quickly

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Financial PlanningInvestment ManagementRetirement Planning+9
Fee model
AUM / Flat Fee
View profile
LC

LIG CAPITAL MANAGEMENT, LLC

OKLAHOMA CITY, OK
RIA

A Better Approach to Wealth Management.

AUM
$100M–$500M
Advisors
Offices
1
Founded
2004

Firm Focus

IndividualsHigh Net Worth

Expertise

Wealth ManagementPortfolio ManagementRetirement Planning+6
Fee model
AUM / Hourly / Flat Fee
View profile
LC

LIGHT CAPITAL LLC

SANTA MONICA, CA
RIA

A Private Multi-Family Office

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPooled Vehicles
Fee model
AUM / Hourly / Flat Fee / Performance-based
View profile
LA

LIGHTEDWAY ADVISORY SERVICES, INC.

HARRISON, NY
RIA

Your Trusted Financial Partner

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

High Net WorthCharitable Organizations

Expertise

Wealth ManagementFinancial PlanningInvestment Strategy+4
Fee model
AUM
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L

LIGHTHOUSE

N/A
RIA

Where Wealth Meets Intelligence

AUM
Under $100M
Advisors
Offices
1
Founded

Firm Focus

High Net Worth

Expertise

Quantitative InvestingRobo-advisorActive Strategies+7
Fee model
AUM / Performance-based
View profile
LC

LIGHTSMITH CLIMATE RESILIENCE MANAGEMENT LLC

NEW YORK, NY
RIA

The world's first growth equity investor in adaptation and resilience

AUM
$100M–$500M
Advisors
Offices
1
Founded
2017

Firm Focus

Pooled Vehicles

Expertise

Growth EquityAdaptation And ResilienceClimate Change+6
Fee model
AUM / Performance-based
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LC

LIGHTVIEW CAPITAL, LLC

WEST PALM BEACH, FL
RIA

Navigating Exceptional Companies Through Their Next Stage of Growth

AUM
$100M–$500M
Advisors
Offices
1
Founded
2012

Firm Focus

Pooled Vehicles

Expertise

Lower Middle MarketPrivate EquityBusiness Services+3
Fee model
AUM / Performance-based / Other
View profile
LC

LINCOLN CAPITAL ADVISERS LLC

CHICAGO, IL
RIA
AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

Pooled VehiclesPension/Profit Sharing

Expertise

Investment ManagementCommercial Real EstateJoint Ventures+6
Fee model
AUM / Performance-based
View profile
LE

LINCOLN ENERGY HOLDINGS LLC

ENGLEWOOD, CO
RIA

Investing in American Energy Development

AUM
$100M–$500M
Advisors
Offices
1
Founded
2019

Firm Focus

Pooled Vehicles

Expertise

Non-operated Working InterestsRoyaltiesOil And Gas+4
Fee model
AUM / Flat Fee / Performance-based / Other
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LP

LINCOLN PEAK CAPITAL MANAGEMENT, LLC

BOSTON, MA
RIA

Partnership Autonomy Alignment

AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Succession PlanningLiquidity SolutionsPermanent Capital+3
Fee model
AUM / Flat Fee / Performance-based
Account Minimum
$500k
View profile
LC

LIND CAPITAL PARTNERS

EVANSTON, IL
RIA

Transforming Inefficiency into Opportunity

AUM
$100M–$500M
Advisors
Offices
1
Founded
2010

Firm Focus

High Net WorthInvestment CompaniesPension/Profit Sharing

Expertise

Non-rated Municipal BondsTax-exempt IncomeFixed Income+5
Fee model
AUM
Account Minimum
$2.0M
View profile
LC

LINDEN CAPITAL PARTNERS

CHICAGO, IL
RIA

Private Equity. Healthcare Focus.

AUM
$5B–$25B
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Private EquityHealthcareValue Creation+1
Fee model
AUM / Performance-based / Other
View profile
LW

LINEWEAVER WEALTH ADVISORS

VALLEY VIEW, OH
RIA

Your Ohio Resource To A Successful Retirement

AUM
$1B–$5B
Advisors
1
Offices
6
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Retirement PlanningOhio Public PensionsDeferred Compensation+7
Fee model
AUM / Hourly / Flat Fee
View profile
LU

LINGOTTO US LLC

NEW YORK, NY
RIA
AUM
$1B–$5B
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Investment ManagementAlternative Investment FundsUnregulated Collective Investment Schemes+1
Fee model
AUM / Performance-based
View profile
LW

LINSCOMB WEALTH, INC.

HOUSTON, TX
RIA

Building on Tradition, Leading with Innovation

AUM
$5B–$25B
Advisors
Offices
6
Founded
1971

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Financial PlanningInvestment ManagementFamily Office Services+4
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$1.0M
View profile
LS

LIONHEART STRATEGIC MANAGEMENT, LLC

NEW YORK, NY
RIA

A Full-Service Asset Management And Investment Advisory Firm

AUM
$500M–$1B
Advisors
Offices
1
Founded
2017

Firm Focus

Pooled VehiclesPension/Profit Sharing

Expertise

Asset ManagementInvestment AdvisoryCommercial Real Estate+5
Fee model
AUM / Flat Fee / Performance-based
View profile
LW

LIONSBRIDGE WEALTH MANAGEMENT LLC

JACKSONVILLE BEACH, FL
RIA

What matters most to you?

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

High Net Worth

Expertise

Wealth ManagementPortfolio ConstructionAlternative Investments+7
Fee model
AUM
View profile
L&

LIPE & DALTON INVESTMENT COUNSEL

SYRACUSE, NY
RIA

HELPING TURN YOUR MONEY INTO SOUND INVESTMENTS

AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

High Net WorthPension/Profit Sharing

Expertise

Separately Managed PortfoliosPortfolio ManagementCFA+4
Fee model
AUM
Account Minimum
$250k
View profile
LS

LIQUID STRATEGIES, LLC

ATLANTA, GA
RIA

In a world of hares, be a tortoise.

AUM
$1B–$5B
Advisors
Offices
1
Founded
2013

Firm Focus

High Net WorthInvestment Companies

Expertise

Alternative InvestmentsEtfsLiquid Strategies+5
Fee model
AUM
Account Minimum
$1.0M
View profile
L

LITFUND

MILL VALLEY, CA
RIA

Litigation Funding Improved

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Litigation FinanceLitigation FundingPortfolio Funding+5
Fee model
AUM / Performance-based
View profile
LH

LITTLE HOUSE CAPITAL, LLC

BRAINTREE, MA
RIA

Validated Financial Wealth Services

AUM
$500M–$1B
Advisors
Offices
4
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Wealth ManagementInstitutional OCIOCorporate Retirement Services+8
Fee model
AUM / Hourly / Flat Fee
View profile
LR

LITTLE RIVER CAPITAL PARTNERS, LP

N/A
RIA

Into the Storm. Beyond Expectations.

AUM
$100M–$500M
Advisors
4
Offices
1
Founded
2024

Firm Focus

High Net WorthPooled VehiclesPension/Profit Sharing

Expertise

Systematic CreditInvestment Grade CreditEquity Market Neutral+6
Fee model
AUM / Performance-based
Account Minimum
$500k
View profile
LC

LIVELLO CAPITAL MANAGEMENT LP

NEW YORK, NY
RIA
AUM
$100M–$500M
Advisors
Offices
1
Founded
2020

Firm Focus

Pooled Vehicles

Expertise

Distressed CreditStressed CreditDeep Value Credit+4
Fee model
AUM / Performance-based
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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