AdFi

Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
CM

CASTLEARK MANAGEMENT LLC

CHICAGO, IL
RIA

We Are Behavioral Investors

AUM
$1B–$5B
Advisors
Offices
1
Founded

Firm Focus

High Net WorthInvestment CompaniesPooled Vehicles+1

Expertise

Behavioral InvestingLarge Cap GrowthSmall Cap Growth+8
Fee model
AUM
Account Minimum
$10.0M
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CC

CASTLE COAST WEALTH, LLC

LA JOLLA, CA
RIA

Your trusted advisors for steady, long-term strategies.

AUM
$100M–$500M
Advisors
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Wealth ManagementFinancial PlanningInvestment Management+11
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$2.0M
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CI

CASTLE ISLAND WEALTH

PALM BEACH GARDENS, FL
RIA

YOUR INVESTMENT ADVISORY PARTNER FOR LIFE

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Investment AdvisoryPortfolio ManagementTax Planning+6
Fee model
AUM / Hourly
Account Minimum
$1.0M
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CR

CASTLE ROCK WEALTH MANAGEMENT, LLC

WALNUT CREEK, CA
RIA

NOW WHAT?

AUM
$500M–$1B
Advisors
6
Offices
4
Founded
2016

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Wealth ManagementRetirement IncomeInvestment Planning+4
Fee model
AUM
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CP

CASTLETON PARTNERS, LLC

N/A
RIA
AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

High Net WorthPension/Profit SharingState/Municipal
Fee model
AUM / Hourly / Performance-based
Account Minimum
$2.0M
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CF

CATALYST FINANCIAL NW CORPORATION

GRESHAM, OR
RIA

Empowering your dreams through a personalized partnership of financial guidance

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Retirement PlanningPortfolio ManagementLife Insurance+5
Fee model
AUM
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CI

CATALYST INTERNATIONAL ADVISORS LLC

SAN JUAN, PR
RIA

Innovative Investment Solutions

AUM
Under $100M
Advisors
1
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

UCITSInvestment ManagementFund Strategies+1
Fee model
AUM / Performance-based
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CP

CATALYST PRIVATE WEALTH, LLC

SAN MATEO, CA
RIA

Our Clients are Uncommonly Successful

AUM
$100M–$500M
Advisors
2
Offices
3
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Wealth ManagementConcentrated EquityStock Options+12
Fee model
AUM
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CW

CATALYST WEALTH MANAGEMENT LLC

HOUSTON, TX
RIA

Live the life you deserve

AUM
$100M–$500M
Advisors
22
Offices
1
Founded

Firm Focus

High Net Worth

Expertise

Retirement PlanningInvestmentEstate Planning+4
Fee model
AUM
Account Minimum
$1k
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CC

CATCHLIGHT CAPITAL MANAGEMENT LLC

N/A
RIA

Illuminating Distinctive Opportunities in US Venture Secondaries

AUM
$100M–$500M
Advisors
Offices
1
Founded
2020

Firm Focus

Pooled Vehicles

Expertise

Venture SecondariesUS Venture MarketTechnology Investing+5
Fee model
AUM / Performance-based
Account Minimum
$250k
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CC

CATHAY CAPITAL NA, LLC

NEW YORK, NY
RIA

Investing for global, sustainable transformation.

AUM
Under $100M
Advisors
Offices
2
Founded

Firm Focus

Pooled Vehicles

Expertise

Private EquityVenture CapitalHealthcare Investing+7
Fee model
AUM / Performance-based
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CI

CATHOLIC INVESTMENT SERVICES, INC.

BOSTON, MA
RIA

Perspective Matters

AUM
$1B–$5B
Advisors
4
Offices
1
Founded

Firm Focus

Pooled VehiclesPension/Profit Sharing

Expertise

Catholic InvestingEndowment ManagementAlternative Investments+3
Fee model
AUM
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CR

CATOCTIN RIDGE WEALTH PARTNER

THURMONT, MD
RIA

It May Be Time for a Financial Checkup

AUM
$100M–$500M
Advisors
2
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Retirement PlanningFinancial PlanningInvestment Advisory+2
Fee model
AUM / Hourly / Flat Fee
View profile
CH

CAVANAL HILL INVESTMENT MANAGEMENT, INC.

TULSA, OK
RIA

Long Live Your Money.™

AUM
$5B–$25B
Advisors
10
Offices
2
Founded

Firm Focus

High Net WorthInvestment CompaniesPooled Vehicles+1

Expertise

Portfolio ManagementLong-term InvestingAnalytical Investing+2
Fee model
AUM
View profile
CE

CAYMUS EQUITY PARTNERS, LLC

ATLANTA, GA
RIA

Investing in Founders — Building the Next Chapter Together

AUM
$100M–$500M
Advisors
6
Offices
2
Founded
2001

Firm Focus

Pooled Vehicles

Expertise

Small Business Private EquityB2b ServicesFounder-owned Businesses+9
Fee model
AUM / Performance-based
View profile
C&

CBG & COMPANY, INC.

FISHERS, IN
RIA

A Dental Specific Financial Consulting Firm

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Dental-specific Financial PlanningInvestment AdvisoryTax Preparation+8
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$100k
View profile
CA

CCC ADVISORS, LLC

AUSTIN, TX
RIA

Solution Capital for the Middle Market

AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Middle MarketCapital Solutions
Fee model
AUM / Performance-based
View profile
CC

CC CAPITAL INSURANCE ADVISORS LLC

NEW YORK, NY
RIA

Long Term Investments in High Quality Companies

AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

Pooled VehiclesPension/Profit Sharing

Expertise

Long-term InvestmentsHigh Quality CompaniesTransaction Expertise+2
Fee model
AUM / Other
View profile
CI

CCM INVESTMENT ADVISERS, LLC

COLUMBIA, SC
RIA

Leaders in the Active Management of Balanced, Equity, & Fixed Income Portfolios

AUM
$1B–$5B
Advisors
Offices
1
Founded
1986

Firm Focus

High Net WorthPension/Profit Sharing

Expertise

Active ManagementBalanced PortfoliosEquity Portfolios+6
Fee model
AUM
View profile
CG

CCMP GROWTH, LP

NEW YORK, NY
RIA

DECADES OF PARTNERSHIP. ENTREPRENEURIAL GRIT AND FOCUS. DETERMINATION TO SUCCEED.

AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

High GrowthMiddle MarketConsumer+14
Fee model
AUM / Performance-based
View profile
CP

CCS PARTNERS LLC

NEW YORK, NY
RIA

We are a Diversified Investment Firm Investing Across Structured Credit Securities and Asset-based Private Credit

AUM
$1B–$5B
Advisors
1
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Structured CreditAsset-based Private CreditResidential Mortgages+8
Fee model
AUM / Performance-based
View profile
CF

CDP FINANCIAL GROUP, LLC

LITTLETON, CO
RIA

Building Financial Confidence Through Trust & Innovation

AUM
$100M–$500M
Advisors
1
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Retirement PlanningInvestment PlanningRisk Management+6
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$50k
View profile
CC

CEDARGOLD CONSULTING INC.

N/A
RIA

Mitigating Risks to Investors, Funds & Retirees

AUM
Not disclosed
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+4

Expertise

Financial RepressionMacroprudential PolicyCentral Bank Policy+7
Fee model
AUM / Hourly / Flat Fee / Performance-based / Subscription
Account Minimum
$250k
View profile
CM

CEDAR MOUNTAIN ADVISORS, LLC

LAKE OSWEGO, OR
RIA

We want to be your trusted advisor.

AUM
$1B–$5B
Advisors
Offices
3
Founded
2006

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Financial PlanningAsset ManagementRetirement Planning+7
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$250k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisory Firms - Page 37 | AdvisorFinder