Is my financial advisor legit? Her name is Jane Smith, and she's at Edward Jones in Texas.
Registration status, years in the industry and disclosure status, with BrokerCheck links to read the full record.
check_advisor
Connect Claude, ChatGPT or any MCP client to official SEC and FINRA registration data. Ask about an advisor by name — no CRD number needed — and get registration status, disclosure status, work history, exams, and firm fees.
Wealth Enhancement Group is registered with the SEC as Wealth Enhancement Advisory Services, LLC, based in Plymouth, Minnesota. Its ADV brochure lists a sample tiered fee:
| $999,999 or less | 1.50% |
| $1M – $2M | 1.25% |
| Over $2M | 1.00% |
Everything comes from SEC IAPD and FINRA BrokerCheck registration data.
Advisor and firm answers include links to check the record yourself on the SEC and FINRA sites.
Each response states when its data was last refreshed, so you know what you are reading.
No account, no API key, no sign-in. Pick your assistant below. They all use the same address:
https://mcp.advisorfinder.com/mcp
https://mcp.advisorfinder.com/mcp
https://mcp.advisorfinder.com/mcp
claude mcp add --transport http advisorfinder https://mcp.advisorfinder.com/mcp
{"mcpServers":{"advisorfinder":{"url":"https://mcp.advisorfinder.com/mcp"}}}gemini mcp add --transport http advisorfinder https://mcp.advisorfinder.com/mcp
pip install advisorfinder-mcp
The package is a small local bridge to the same server. It holds no data of its own.
Your assistant picks the right lookup. Here is what comes back.
Is my financial advisor legit? Her name is Jane Smith, and she's at Edward Jones in Texas.
Registration status, years in the industry and disclosure status, with BrokerCheck links to read the full record.
check_advisor
Give me a full profile of the advisor with CRD 2827240.
Employment history, exams passed, the states they are registered to advise in, designations and disclosure status.
get_advisor
Tell me about Wealth Enhancement Group in Minnesota — how big are they, and what do they charge?
Assets band, advisors on file, fee arrangements and the fee schedule filed in the firm's ADV Part 2A brochure.
get_firm
Find investment adviser representatives in Austin, Texas.
A list of registered advisers by location — a starting point for choosing who to interview.
search_advisors
Find the firm Edelman Financial Engines and its CRD number.
Matching SEC- and state-registered firms by name, with CRD numbers to look up next.
search_firms
How current is your advisor data?
Coverage counts, the date of each data source and the known limitations.
get_database_stats
All seven are read-only, including one for the AdvisorFinder Marketplace (temporarily unavailable). None of them can change data, send messages or contact an advisor.
search_advisorsFind registered representatives by name, firm, city or state.
check_advisorA quick look at registration, experience and disclosure status by name or CRD.
get_advisorWork history, exams, advisory states and self-reported designations by CRD.
search_firmsSEC- and state-registered firms by name, legal name or former name.
get_firmSize, offices, fee arrangements and the ADV Part 2A fee schedule by CRD.
get_database_statsCounts, data dates and the full four-way disclosure tally.
find_bookable_advisorsMarketplaceAdvisors with public profiles on AdvisorFinder that you can view and contact, plus the same registration and disclosure facts as any other search. Marketplace listings are temporarily unavailable in the connector.
Being listed is a business relationship with AdvisorFinder, not an endorsement. It never affects how any advisor appears in the other six searches.
Active reps at SEC-registered firms, with work history, exams and registered states.
Size, offices, fee arrangements, ADV fee schedules and former names.
Reduced profiles. Most have no individual advisor records here.
Advisors with public profiles you can view and contact directly.
Every advisor gets one of four disclosure statuses. For the events themselves, we link to FINRA BrokerCheck.
none_reportedNo disclosures on file — not a guarantee.disclosed_with_detailDisclosures on file, with a count.disclosed_no_detailDisclosures on file, no detail available.unknownWe do not have the information.The AdvisorFinder connector is for interactive research: looking up an advisor or a firm, checking a registration, comparing a few options.
Email us and we will look into it.
AdvisorFinder republishes public regulatory registration data for information and research. This is not financial, legal or investment advice, and it is not a recommendation of any advisor or firm. Check anything important directly at adviserinfo.sec.gov and brokercheck.finra.org.