Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms

1015 CAPITAL PARTNERS, LLC

Fostering financial empowerment with concierge expertise and discipline

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing

Expertise

Investment Portfolio DevelopmentTax-aware InvestingWealth Management+9

Account Minimum

10TALENTS INVESTORS, LLC

Curating Private Investment

Firm Focus

Pooled Vehicles

Expertise

Private EquityVenture CapitalPrivate Investments+7

AUM / Performance-based

Account Minimum

1207 CAPITAL GROUP, LLC

Firm Focus

Pooled VehiclesState/Municipal

Expertise

Niche Investment StrategiesGlobal Credit MarketsGlobal Equity Markets+4

AUM / Performance-based

Account Minimum

1248 PARTNERS, LLC

KANSAS CITY, MO

To whom much is given, much is expected.

Firm Focus

Pooled Vehicles

AUM / Performance-based

12TH STREET ASSET MANAGEMENT

Concentrated Portfolios. Best Ideas.

Firm Focus

High Net WorthPooled VehiclesPension/Profit Sharing

Expertise

Concentrated PortfoliosFundamental AnalysisAll Cap Equity+7

AUM / Performance-based

Account Minimum

1315 CAPITAL

PHILADELPHIA, PA

Healthcare for Life ®

Firm Focus

Pooled Vehicles

Expertise

HealthcarePrivate EquityCommercial-stage Investing+6

AUM / Performance-based

15 EQUITY

SANTA BARBARA, CA

The art, science, and entrepreneurial spirit of investing.

Firm Focus

Expertise

Entrepreneurial InvestingEquity

AUM / Hourly / Flat Fee

Account Minimum

1607 CAPITAL PARTNERS, LLC

Your capital deserves a trusted team and a clear strategy for reliable results

Firm Focus

High Net WorthPooled VehiclesPension/Profit Sharing

Expertise

Closed-end FundsInternational EquityDomestic Equity+4

AUM / Performance-based

Account Minimum

16TH AMENDMENT ADVISORS LLC

16Rock is an asset management firm specializing in U.S. Municipal Bonds.

Firm Focus

High Net WorthPooled Vehicles

Expertise

U.S. Municipal BondsSeparately Managed AccountsHedge Fund+8

AUM / Performance-based

Account Minimum

1776 WEALTH LLC

SANDY SPRINGS, GA

Your prosperity is our highest purpose

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Fiduciary Wealth ManagementEntrepreneurial FinanceExecutive Compensation+9

AUM / Hourly / Flat Fee

Account Minimum

1808 CAPITAL PARTNERS

An Elevated Advisory Experience

Firm Focus

IndividualsHigh Net Worth

Expertise

Financial PlanningPortfolio ManagementRetirement Planning+6

AUM / Hourly / Flat Fee

Account Minimum

1823 PARTNERS (US) LLC

Aligned For Tomorrow

Firm Focus

Pension/Profit Sharing

Expertise

Private AssetsCapital-efficient SolutionsInsurance Companies+3

AUM / Performance-based

1834 INVESTMENT ADVISORS CO.

Customized Wealth Solutions

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Investment ManagementOCIOWealth Planning+7

Account Minimum

1836 ASSET MANAGEMENT, LLC

An established history leads to a strong future.

Firm Focus

High Net WorthState/Municipal

Expertise

Wealth ManagementInvestment AdvisoryTax Planning+1

Account Minimum

1919 INVESTMENT COUNSEL, LLC

We Don't Just Wait To Talk. We Listen.

Firm Focus

IndividualsHigh Net WorthInvestment Companies+3

Expertise

Investment CounselFamily Office ServicesResponsible Investing+4

AUM / Flat Fee / Other

Account Minimum

1CONFIRMATION

INCLINE VILLAGE, NV

OPEN NETWORKS ARE EMPOWERING THE MASSES

Firm Focus

Pooled Vehicles

Expertise

CryptoBlockchainConsumer Apps+3

AUM / Performance-based

22NW, LP

FUNDAMENTAL VALUE INVESTORS

Firm Focus

Pooled Vehicles

Expertise

Fundamental InvestingValue InvestingSmall Cap+3

AUM / Performance-based

Account Minimum

22V ASSET MANAGEMENT

Building Relationships with Integrity Drives Us to Deliver Exceptional Value for Our Partners

Firm Focus

Pooled Vehicles

Expertise

Alternative InvestmentsCorporate CreditInvestment Grade+7

AUM / Performance-based / Other

Account Minimum

25 FINANCIAL

SAINT LOUIS, MO

Financial Planning for Physicians and More

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Wealth ManagementFinancial PlanningPhysicians+12

AUM / Flat Fee / Performance-based / Other

325 CAPITAL

a long-term, significant minority owner of high-quality, small public companies

Firm Focus

Pooled VehiclesPension/Profit Sharing

Expertise

Small-cap InvestingMinority OwnershipPublic Equities+5

AUM / Performance-based / Other

Account Minimum

337 FRONTIER CAPITAL, LP

Firm Focus

Pooled VehiclesPension/Profit Sharing

Expertise

AfricaFrontier MarketsBottom-up Investing+3

33 CAPITAL MANAGEMENT LLC

Firm Focus

High Net WorthPooled VehiclesPension/Profit Sharing+1

Expertise

Global MacroSecular Thematic InvestingGlobal Equities+4

AUM / Flat Fee / Performance-based / Other

Account Minimum

365 WEALTH MANAGEMENT GROUP

Building relationships one client at a time

Firm Focus

IndividualsHigh Net WorthPooled Vehicles+1

Expertise

FiduciaryFee-based InvestingIndependent Advisory+4

AUM / Flat Fee / Performance-based

Account Minimum

36 NORTH CAPITAL MANAGEMENT, LLC

BENTONVILLE, AR

Driven investors. Trusted advisors.

Firm Focus

High Net WorthPension/Profit SharingCharitable Organizations+1

Expertise

OCIOOutsourced CIOInvestment Management+12

Account Minimum

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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