AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AB

Aaron Bishop

Iowa·CRD #8018423
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
1 yrs
States
3
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AB

Aaron Blackfelner

California·CRD #7937320
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
AB

Aaron Blair Sautter

Idaho·CRD #5720804
IA Rep

Investment Adviser Rep at ONYX FINANCIAL ADVISORS, LLC

Experience
17 yrs
States
2
Exams
1
Since
2009
Est. fee
AUM / Flat Fee / Other
Minimum
$500k
View profile
AB

Aaron Blake Combs

Kentucky·CRD #7998709
IA Rep

Investment Adviser Rep at Q2 WEALTH MANAGEMENT

Experience
2 yrs
States
1
Exams
1
Since
2024
Fee
AUM / Hourly / Flat Fee
Minimum
$250k
View profile
AB

Aaron Boyce

Texas·CRD #6332279
IA Rep

Investment Adviser Rep at ENCOMPASS MORE ASSET MANAGEMENT LLC

Experience
11 yrs
States
1
Exams
1
Since
2015
Est. fee
AUM / Hourly / Flat Fee / Subscription
View profile
AB

Aaron Brandon Dorner

Ohio·CRD #4808517
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
5 yrs
States
1
Exams
5
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
AB

Aaron Brett Sexton

Virginia·CRD #4405402
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
24 yrs
States
1
Exams
5
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AB

Aaron Brett Vasquez

California·CRD #6463239
Dual-registered

Dual-registered at THE BALDWIN GROUP WEALTH ADVISORS, LLC

Experience
11 yrs
States
1
Exams
5
Since
2015
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AB

Aaron Brian Graham

Arizona·CRD #3167246
Dual-registered

Dual-registered at AG FINANCIAL

Experience
27 yrs
States
3
Exams
6
Since
1999
Est. fee
AUM / Flat Fee
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AB

Aaron Bunting

Pennsylvania·CRD #7285229
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee
View profile
AB

Aaron Burtzel

Minnesota·CRD #6688095
IA Rep

Investment Adviser Rep at USA FINANCIAL SECURITIES LLC

Experience
8 yrs
States
1
Exams
4
Since
2018
Est. fee
AUM / Commission / Hourly / Flat Fee
View profile
AC

Aaron Carter

Florida·CRD #5932094
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
1
Exams
3
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
AC

Aaron C Barnes

Texas·CRD #8035868
IA Rep

Investment Adviser Rep at ALTITUDE CAPITAL MANAGEMENT LLC

Experience
1 yrs
States
1
Exams
5
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
AC

Aaron Chang

California·CRD #2906858
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
8
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
AC

Aaron Chapin Kniss

Maryland·CRD #5893741
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
15 yrs
States
2
Exams
4
Since
2011
Est. fee
AUM / Hourly / Flat Fee
View profile
AC

Aaron Christopher Balsam

Illinois·CRD #3131638
Dual-registered

Dual-registered at STAIRWAY PARTNERS, LLC

Experience
13 yrs
States
2
Exams
3
Since
2013
Fee
AUM
Minimum
$1.0M
View profile
AC

Aaron Christopher Tice

Minnesota·CRD #5643342
Dual-registered

Dual-registered at REGAL INVESTMENT ADVISORS LLC

Experience
17 yrs
States
1
Exams
3
Since
2009
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
AC

Aaron Clark Foster

Colorado·CRD #6553959
Dual-registered

Dual-registered at COMPOUND PLANNING, INC.

Experience
11 yrs
States
2
Exams
4
Since
2015
Est. fee
AUM / Flat Fee / Other
Minimum
$25k
View profile
AC

Aaron Clay Pyle

Kansas·CRD #4042998
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
25 yrs
States
3
Exams
10
Since
2001
Est. fee
AUM / Hourly / Flat Fee
View profile
AC

Aaron C Lemanski

Florida·CRD #5046425
Dual-registered

Dual-registered at HANTZ FINANCIAL SERVICES, INC.

Experience
21 yrs
States
4
Exams
4
Since
2005
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
AC

Aaron Cole Clark

California·CRD #7350873
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
AC

Aaron C Roehl

Illinois·CRD #6628200
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
AC

Aaron C Stasulis

Maine·CRD #2901990
Dual-registered

Dual-registered at INFINITY FINANCIAL SERVICES ADVISORY

Experience
28 yrs
States
1
Exams
4
Since
1998
Fee
AUM / Hourly
Minimum
$10k
View profile
AC

Aaron Curtis Haynes

Colorado·CRD #4241444
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
26 yrs
States
3
Exams
3
Since
2000
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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