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Aaron J Heiden

Investment Adviser Representative at Northwestern Mutual Investment Services,llc

Menomonee Falls, WICRD #5928186Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Aaron J. Heiden is an investment adviser representative with Northwestern Mutual Investment Services,llc in Menomonee Falls, WI, where they have been registered since 2020. They have worked in the securities industry since 2014 and have been registered with 4 firms, including TD Ameritrade, Inc. and TD Ameritrade Investment Management, LLC. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 9 (options sales supervisor). They are registered to provide investment advice in Wisconsin.

Office

720 E Wisconsin Ave
Milwaukee, WI 53202

Advisors at this office: 78

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Wisconsin
Broker:
51 states and territories

Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/16/2012
SIE
Securities Industry Essentials Examination
Passed 3/26/2018
Series 7
General Securities Representative Examination
Passed 5/30/2012
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 10/6/2015
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 7/11/2015

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Northwestern Mutual Investment Services, LLCCurrent
3/23/2020 – Menomonee Falls, WI
Northwestern Mutual Investment Services,llcCurrent
3/23/2020 – Milwaukee, WI
TD Ameritrade, Inc.
2/27/2018 – 3/26/2018Eau Claire, WI
TD Ameritrade Investment Management, LLC
2/26/2018 – 3/26/2018Omaha, NE
Scottrade Investment Management
11/11/2016 – 2/26/2018Saint Louis, MO

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Scottrade, Inc.
    Sep 2012 – Feb 2018Delafield, WI
  2. TD Ameritrade, Inc.
    Feb 2018 – Mar 2018Eau Claire, WI
  3. TD Ameritrade Investment Management, LLC
    Feb 2018 – Mar 2018Omaha, NE
  4. Northwestern Mutual Investment Services, LLC
    Mar 2020 – no end date reportedFranklin, WI
  5. Northwestern Mutual Life Insurance Company
    Mar 2020 – no end date reportedMilwaukee, WI
  6. Neenah Paper Inc
    Nov 2018 – Dec 2019Neenah, WI
  7. Unemployed
    Apr 2018 – Oct 2018Appleton, WI
  8. Unemployed
    Jan 2020 – Mar 2020Appleton, WI

Official records & sources

Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Northwestern Mutual Investment Services,llc

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Fixed fee
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

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Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Aaron J Heiden has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Aaron J Heiden (Northwestern Mutual Investment Services)