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Aaron J Stockmann

Investment Adviser Representative at Prime Capital Financial

Overland Park, KSCRD #7541122Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
3 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Aaron J. Stockmann is an investment adviser representative with Prime Capital Financial in Overland Park, KS, where they have been registered since 2024. They have worked in the securities industry since 2023 and were previously registered with Morgan Stanley. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Kansas.

Office

6201 College Blvd., Suite #150
Overland Park, KS 66211

Advisors at this office: 65

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Kansas
Broker:
1 state or territory

Kansas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 5/31/2023
Series 7
General Securities Representative Examination
Passed 4/24/2023
SIE
Securities Industry Essentials Examination
Passed 2/27/2023

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Prime Capital FinancialCurrent
7/15/2024 – Overland Park, KS
Morgan Stanley
5/31/2023 – 7/11/2024Wichita, KS

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Morgan Stanley
    Jan 2023 – Jul 2024Wichita, KS
  2. Chipotle
    Aug 2021 – Jul 2024Wichita, KS
  3. Doordash
    May 2020 – Jan 2023Liberty, KS
  4. Hy-vee
    Dec 2019 – Jan 2023Liberty, KS
  5. Unemployed
    Jan 2013 – Dec 2019Liberty, MO
  6. Private Client Services
    Jul 2024 – no end date reportedOverland Park, KS

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Prime Capital Financial

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
  • Performance-based fees
  • Other
Firm account minimum
$2,500 (waivable)

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPooled VehiclesPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
260
Offices listed on AdvisorFinder:
73
Main office:
Overland Park, KS
SEC file number:
801-110709

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of June 1, 2026

View full firm profile

Other advisors at Prime Capital Financial

Showing 12 of 260 in the directory

View Prime Capital Financial firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Aaron J Stockmann has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Aaron J Stockmann (Prime Capital Financial) | AdvisorFinder