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Aaron Phillip Hughes

Investment Adviser Representative at ON INVESTMENT MANAGEMENT CO

Lee's Summitt, MOCRD #3272560Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
24 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Aaron Phillip Hughes has worked in the securities industry since 2006. They are registered to provide investment advisory services in 24 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 24 states
AlabamaAlaskaArizonaArkansasCaliforniaColoradoDistrict of ColumbiaFloridaIllinoisIowaKansasLouisianaMichiganMissouriNew MexicoNorth CarolinaOhioOklahomaOregonPennsylvaniaTexasUtahVirginiaWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/30/2021
Series 63
Uniform Securities Agent State Law Examination
Passed 4/24/2000
Series 7
General Securities Representative Examination
Passed 1/2/2023
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 5/18/2017
Series 7
General Securities Representative Examination
Passed 10/12/2016
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 4/3/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

ON Investment Management Co Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ON INVESTMENT MANAGEMENT COCurrent
8/7/2024Lee's Summitt, MO
ADVICE AND PLANNING SERVICES
11/30/202110/30/2023Overland Park, KS
METLIFE SECURITIES INC.
12/16/20157/1/2016Overland Park, KS
CURIAN CAPITAL, LLC
1/13/20129/15/2015Denver, CO

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Aaron Phillip Hughes has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Aaron Phillip Hughes - Financial Advisor in Lee's Summitt, MO | AdvisorFinder