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Abigail Brown

Investment Adviser Representative at Empower Advisory Group, LLC

Waddell, AZCRD #6870553Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
8 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Abigail Brown is an investment adviser representative with Empower Advisory Group, LLC in Waddell, AZ, where they have been registered since 2023. They have worked in the securities industry since 2018 and have been registered with 4 firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated and Charles Schwab & Co., Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Arizona.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Arizona
Broker:
4 states and territories

Arizona, California, Nevada, Utah

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/24/2019
Series 63
Uniform Securities Agent State Law Examination
Passed 12/18/2017
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/12/2018
Series 24
General Securities Principal Examination
Passed 12/16/2021

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Empower Advisory Group, LLCCurrent
6/16/2023 – Waddell, AZ
Empower Financial Services, Inc.Current
6/14/2023 – Waddell, AZ
Merrill Lynch, Pierce, Fenner & Smith Incorporated
11/23/2022 – 6/1/2023Glendale, AZ
Charles Schwab & Co., Inc.
5/23/2020 – 3/3/2021Phoenix, AZ
USAA Investment Management Company
7/31/2019 – 5/24/2020Phoenix, AZ

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. THE Vanguard Group, Inc.
    Oct 2017 – Sep 2018Scottsdale, AZ
  2. United Health Group
    Mar 2016 – Jan 2017Tempe, AZ
  3. Westford College OF REAL Estate
    Mar 2017 – Aug 2017Surprise, AZ
  4. Aerotek
    Oct 2018 – Jun 2019Phoenix, AZ
  5. USAA Financial Advisors, Inc.
    Oct 2018 – May 2020Phoenix, AZ
  6. Unemployed
    Aug 2017 – Oct 2017Surprise, AZ
  7. USAA Financial Planning Services, Inc.
    Jun 2016 – May 2020Phoenix, AZ
  8. USAA Investment Management Company
    Jul 2019 – May 2020Phoenix, AZ
  9. Charles Schwab & Co., Inc.
    May 2020 – Jan 2021Phoenix, AZ
  10. Robinhood Financial, LLC
    Feb 2021 – Aug 2022Tempe, AZ
  11. Robinhood Markets, Inc
    Jun 2022 – Aug 2022Tempe, AZ
  12. Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Oct 2022 – May 2023Phoenix, AZ
  13. Bank of America N.A.
    Dec 2022 – May 2023Phoenix, AZ
  14. Empower Financial Services, Inc
    May 2023 – no end date reportedGreenwood Village, CO
  15. Empower Advisory Group, LLC
    May 2023 – no end date reportedGreenwood Village, CO

Official records & sources

Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Empower Advisory Group, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/MunicipalCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
1,855
Offices listed on AdvisorFinder:
5
Main office:
Greenwood Village, CO
SEC file number:
801-58105

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of July 9, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Abigail Brown has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Abigail Brown (Empower Advisory Group) - Fees & Credentials