AdFi
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Abigail Kathleen Allen

Investment Adviser Representative at &PARTNERS

Weldon Spring, MOCRD #4867711Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
2 states
Exams Passed
10

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Abigail Kathleen Allen has worked in the securities industry since 2006. They have passed the Series 99, 66, 63, 31, 10, 9, 7, 6, and 3 examinations. They are registered to provide investment advisory services in Missouri and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
MissouriTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/6/2009
Series 63
Uniform Securities Agent State Law Examination
Passed 2/18/2005
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 11/4/2011
Series 31
Futures Managed Funds Examination
Passed 11/23/2009
Series 7
General Securities Representative Examination
Passed 6/30/2007
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/17/2005
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 4/19/2008
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 4/19/2008

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

&Partners Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

&PARTNERSCurrent
3/22/2024Weldon Spring, MO
&PARTNERSCurrent
3/22/2024Weldon Spring, MO
WELLS FARGO CLEARING SERVICES, LLC
6/9/20223/26/2024St. Louis, MO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
10/5/20153/26/2024St. Louis, MO
WELLS FARGO ADVISORS, LLC
2/24/201110/5/2015St. Louis, MO
MORGAN STANLEY SMITH BARNEY LLC
11/9/20092/24/2011St. Louis, MO

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Abigail Kathleen Allen has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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