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Adam C Pigott

Investment Adviser Representative at Morgan Stanley

Tempe, AZCRD #7634292Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
3 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Adam C. Pigott is an investment adviser representative with Morgan Stanley in Tempe, AZ, where they have been registered since 2025. They have worked in the securities industry since 2023 and have been registered with 3 firms, including Raymond James Financial Services, Inc. and Vanguard Marketing Corporation. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Arizona.

Office

58 South River Drive, Suite 401
Tempe, AZ 85281

Advisors at this office: 28

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Arizona
Broker:
1 state or territory

Arizona

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/28/2025
Series 63
Uniform Securities Agent State Law Examination
Passed 2/23/2023
Series 7
General Securities Representative Examination
Passed 1/31/2023
SIE
Securities Industry Essentials Examination
Passed 10/24/2022

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Morgan StanleyCurrent
5/2/2025 – Tempe, AZ
Raymond James Financial Services, Inc.
11/26/2024 – 3/13/2025Kailua-kona, HI
Vanguard Marketing Corporation
1/31/2023 – 9/5/2024Scottsdale, AZ

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. THE Vanguard Group, Inc.
    Oct 2022 – Aug 2024Scottsdale, AZ
  2. Foundations Investment Advisors
    Dec 2021 – Oct 2022Phoenix, AZ
  3. Heartland Stone
    Aug 2021 – Dec 2021Columbia, MO
  4. KRCG
    Jun 2021 – Jul 2021New Bloomfield, MO
  5. Walmart
    Aug 2020 – Jan 2021Cave Creek, AZ
  6. Hawaii Island Events
    Dec 2018 – Jan 2019Kailua-kona, HI
  7. Hawaii Island Events
    May 2018 – Jul 2018Kailua-kona, HI
  8. Biola University
    Aug 2017 – Mar 2020La Mirada, CA
  9. Hawaii Preparatory Academy
    Jun 2017 – Aug 2017Kamuela, HI
  10. Hawaii Preparatory Academy
    Aug 2013 – May 2017Kamuela, HI
  11. Khon2
    Jun 2020 – Aug 2020Honolulu, HI
  12. WEST Hawaii Today
    Jul 2019 – Aug 2019Kailua-kona, HI
  13. Biola University
    Mar 2020 – Apr 2020Mesa, AZ
  14. Biola University
    Apr 2020 – Dec 2020Cave Creek, AZ
  15. Biola University
    Apr 2019 – Jun 2019La Mirada, CA
  16. Biola University
    Oct 2019 – Mar 2020La Mirada, CA
  17. Biola University
    Jan 2021 – May 2021La Mirada, CA
  18. SELF Employed
    Feb 2024 – Jun 2024Phoenix, AZ
  19. Raymond James Financial Services Inc.
    Nov 2024 – Mar 2025Honolulu, HI
  20. First Hawaiian Advisors
    Nov 2024 – Mar 2025Honolulu, HI
  21. First Hawaiian Bank
    Nov 2024 – Mar 2025Honolulu, HI
  22. Morgan Stanley
    Apr 2025 – no end date reportedTempe, AZ

Official records & sources

Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Morgan Stanley

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Commissions
  • Fixed fee
  • Performance-based fees
  • Other
Firm account minimum
$10,000 (waivable)

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Investment CompaniesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsInvestment CompaniesPension/Profit SharingCharitable OrganizationsState/MunicipalInsurance CompaniesCorporationsOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
23,008
Offices listed on AdvisorFinder:
26
Main office:
Purchase, NY
SEC file number:
801-70103

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 28, 2026

View full firm profile

Other advisors at Morgan Stanley

Showing 12 of 23,008 in the directory

View Morgan Stanley firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Adam C Pigott has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Adam C Pigott (Morgan Stanley) - Fees & Credentials