Adam F Simpson
Investment Adviser Representative at CARY Street Partners
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Adam F. Simpson is an investment adviser representative with CARY Street Partners in Richmond, VA, where they have been registered since 2025. They have worked in the securities industry since 2023 and were previously registered with Ameriprise Financial Services, LLC. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Virginia.
Office
Advisors at this office: 6
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Virginia
- Broker:
2 states and territories
Virginia, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Ameriprise Financial Services, Inc.May 2019 – Mar 2020Richmond, VA
- First Clearing LLCAug 2016 – Jul 2018Glen Allen, VA
- Wells Fargo AdvisorsJul 2018 – May 2019Richmond, VA
- Ameriprise Financial Services, LLCMar 2020 – Nov 2025Richmond, VA
- Cary Street Partners LLCNov 2025 – no end date reportedRichmond, VA
- Cary Street Partners Investment Advisory LLCNov 2025 – no end date reportedRichmond, VA
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About CARY Street Partners
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Performance-based fees
- Other
- First $500,0001.50%
- $500,001 - $1,000,0001.00%
- $1,000,001 - $3,000,0000.85%
- $3,000,001 - $5,000,0000.75%
+3 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 119
- Offices listed on AdvisorFinder:
- 18
- Main office:
- Richmond, VA
- SEC file number:
- 801-64239
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 30, 2026
View full firm profileOther advisors at CARY Street Partners
Showing 12 of 119 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Adam F Simpson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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