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Adam Gregory Schmidt

Investment Adviser Representative at STRATEGIC WEALTH PARTNERS LLC

Franklin, TNCRD #6138947Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
10 yrs
States Registered
2 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Adam Gregory Schmidt has worked in the securities industry since 2016. They are registered to provide investment advisory services in Kentucky and Tennessee.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
KentuckyTennessee
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/11/2015
Series 63
Uniform Securities Agent State Law Examination
Passed 7/25/2014
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/18/2014

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Strategic Wealth Partners LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

STRATEGIC WEALTH PARTNERS LLCCurrent
10/6/2025 – Franklin, TN
FOUNDATIONS INVESTMENT ADVISORS LLC
8/30/2023 – 9/24/2025Fort Thomas, KY
UBS FINANCIAL SERVICES INC.
9/18/2018 – 4/28/2023Cincinnati, OH
STRATEGIC ADVISERS, INC.
1/4/2016 – 6/27/2017Covington, KY

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at STRATEGIC WEALTH PARTNERS LLC

1 other advisor in the directory

William Harold Riggs IV
Investment Adviser Representative
Dual-registered
View STRATEGIC WEALTH PARTNERS LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Adam Gregory Schmidt has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.