Adam Hess
Investment Adviser Representative at Charles Schwab & Co., Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Adam Hess is an investment adviser representative with Charles Schwab & Co., Inc. in Newport Beach, CA, where they have been registered since 2026, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California.
Office
Advisors at this office: 31
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California
- Broker:
1 state or territory
California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- 805 RaptorsMay 2024 – May 2025Newbury, CA
- Professional BasketballMay 2025 – Sep 2025Machala
- Full Time EducationAug 2022 – May 2024Newark, NJ
- Full Time EducationAug 2017 – Aug 2018Oakdale, CT
- Full Time EducationAug 2021 – Aug 2022Portales, NM
- Full Time EducationAug 2013 – Aug 2017westlake village, CA
- Full Time EducationAug 2020 – Aug 2021el paso, TX
- Full Time EducationAug 2019 – Aug 2020Salt Lake City, UT
- Full Time EducationAug 2018 – Aug 2019Riverside, CA
- Club Deportivo Boston College MaipuOct 2025 – Feb 2026Santiago
- Charles Schwab & Co., IncFeb 2026 – no end date reportedNewport Beach, CA
- Charles Schwab bankFeb 2026 – no end date reportedNewport Beach, CA
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Charles Schwab & Co., Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
- Firm account minimum
- $500,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Newport Beach, CA
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Adam Hess has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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