Adam J Locascio
Investment Adviser Representative at W&s Brokerage Services, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Adam J. Locascio is an investment adviser representative with W&s Brokerage Services, Inc. in Tampa, FL, where they have been registered since 2023. They have worked in the securities industry since 2003 and have been registered with 4 firms, including Cetera Advisors LLC and Waddell & REED. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Florida, Georgia, North Carolina, and Texas.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Florida, Georgia, North Carolina, Texas
- Broker:
8 states and territories
Alabama, Florida, Georgia, North Carolina, Tennessee, Texas, Utah, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Various Insurance Carriers FOR W & R Insurance AgenciesJan 2015 – no end date reportedLand O Lakes, FL
- Waddell & REED IncJan 2015 – Sep 2018Tampa, FL
- Cetera AdvisorsSep 2018 – Aug 2023Denver, CO
- W&S Brokerage Services, Inc.Aug 2023 – no end date reportedTampa, FL
- Western & Southern LifeAug 2023 – no end date reportedTampa, FL
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About W&s Brokerage Services, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- First $250,0001.50%
- Next $250,0001.40%
- Next $250,0001.30%
- Thereafter1.10%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 106
- Offices listed on AdvisorFinder:
- 57
- Main office:
- Cincinnati, OH
- SEC file number:
- 801-113946
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 4, 2026
View full firm profileOther advisors at W&s Brokerage Services, Inc.
Showing 12 of 106 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Adam J Locascio has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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