Adam Sean Drake

Investment Adviser Representative at HIGHLAND INVESTMENT ADVISORS LLC

MILWAUKEE, WICRD #3234115Dual-registered

No disclosures on record

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

26 yrs

States Registered

6 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 6 states

FloridaNorth DakotaOregonTexasWashingtonWisconsin

Examinations passed

Series 65

Uniform Investment Adviser Law Examination

Passed 9/26/2005

Series 63

Uniform Securities Agent State Law Examination

Passed 8/4/2000

Series 87

Research Analyst Exam - Part II Regulations Module

Passed 11/19/2004

Series 86

Research Analyst Exam - Part I Analysis Module

Passed 9/20/2004

Series 7

General Securities Representative Examination

Passed 7/26/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Source

HIGHLAND INVESTMENT ADVISORS LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ROBERT W. BAIRD & CO. INCORPORATED

8/8/2003 – 7/18/2005MILWAUKEE, WI

STRONG INVESTMENTS, INC.

8/2/2001 – 7/24/2003MENOMONEE FALLS, WI

STRONG INVESTMENTS, INC.

7/27/2000 – 7/2/2001MENOMONEE FALLS, WI

CAPITAL FINANCIAL SERVICES, INC.

7/20/2005 – 5/15/2007LAKE GENEVA, WI

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Adam Sean Drake has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.