Aj Helgerson
Investment Adviser Representative at Nomura Investment Management Business Trust
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Aj Helgerson is an investment adviser representative with Nomura Investment Management Business Trust in Orono, MN, where they have been registered since 2023. They have worked in the securities industry since 2005 and have been registered with 7 firms, including Hartford Funds and Macquarie Investment Management Business Trust. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Minnesota and Pennsylvania.
Office
Advisors at this office: 43
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Minnesota, Pennsylvania
- Broker:
5 states and territories
Minnesota, North Dakota, Pennsylvania, South Dakota, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Delaware InvestmentsJul 2014 – Sep 2022Philadelphia, PA
- Macquarie Investment Management Business TrustApr 2020 – Sep 2022Philadelphia, PA
- Hartford Funds Distributors, LLCOct 2022 – Dec 2022Wayne, PA
- Hartford Funds Management Company, LLCOct 2022 – Dec 2022Wayne, PA
- Delaware Distributors, L.P.Jan 2023 – no end date reportedPhiladelphia, PA
- Macquarie Investment Management Business TrustJan 2023 – Dec 2025Philadelphia, PA
- Nomura Capital Management LLCJun 2026 – no end date reportedPhiladelphia, PA
- Nomura Investment Management Business TrustDec 2025 – no end date reportedPhiladelphia, PA
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Nomura Investment Management Business Trust
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Performance-based fees
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 53
- Offices listed on AdvisorFinder:
- 6
- Main office:
- Philadelphia, PA
- SEC file number:
- 801-32108
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 16, 2026
View full firm profileOther advisors at Nomura Investment Management Business Trust
Showing 12 of 53 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Aj Helgerson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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