Alan David Ragovin
Investment Adviser Representative at Brookstone Capital Management LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Alan David Ragovin is an investment adviser representative with Brookstone Capital Management LLC in Brookside, NJ, where they have been registered since 2016. They have worked in the securities industry since 2009 and have been registered with 3 firms, including Horter Investment Management, LLC and AXA Advisors, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New Jersey and Pennsylvania.
Registrations & licenses
- Investment adviser:
- New Jersey, Pennsylvania
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Self-employed; DBA Ragovin Financial Services.Nov 2013 – no end date reportedBrookside, NY
- Self-employed; DBA RFS Financial & Insurance SolutionsJul 2015 – no end date reportedBrookside, NJ
- Brookstone Capital ManagementAug 2016 – no end date reportedWheaton, IL
Official records & sources
Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Brookstone Capital Management LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $5,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Integrated advisor technology portal, turnkey and open-architecture investment solutions (including CFA-designed RAISE core models), comprehensive advisor training programs (including the PASS series and Inspire National Conference), turnkey marketing solutions (including digital hybrid marketing and Facebook ad campaigns), financial planning support, and back-office management.
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 338
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Wheaton, IL
- SEC file number:
- 801-68010
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 29, 2026
View full firm profileOther advisors at Brookstone Capital Management LLC
Showing 12 of 338 in the directory
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Alan David Ragovin has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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