Alan Keith Goldfarb
Investment Adviser Representative at Novak & Powell Financial Services, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Alan Keith Goldfarb is an investment adviser representative with Novak & Powell Financial Services, Inc. in St. Petersburg, FL, where they have been registered since 2022. They have worked in the securities industry since 2001 and have been registered with 7 firms, including XO Wealth Management and Apella Capital. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 24 (general securities principal), and Series 63 (state securities agent). They are registered to provide investment advice in Texas.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- AMER ARB Assoc.Jan 2001 – no end date reportedDallas, TX
- Bacon Financial Management, IncOct 2014 – Dec 2019Dallas, TX
- Apella Capital, LLCJan 2020 – no end date reportedGlastonbury, CT
- XO Wealth ManagementJan 2020 – no end date reportedDallas, TX
- Novak & Powell Financial Services, IncAug 2022 – no end date reportedSt. Petersburg, FL
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Novak & Powell Financial Services, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Firm account minimum
- $500,000 (waivable)
- $500,000 - $750,0002.25%
- $750,001 - $1,000,0001.50%
- $1,000,001 - $5,000,0001.25%
- > $5,000,000—
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 7
- Offices listed on AdvisorFinder:
- 4
- Main office:
- St. Petersburg, FL
- SEC file number:
- 801-108964
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 22, 2026
View full firm profileOther advisors at Novak & Powell Financial Services, Inc.
6 other advisors in the directory
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Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Alan Keith Goldfarb has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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