AdFi
AM

Alan Michael Gnoinski

Investment Adviser Representative at Cetera Investment Advisers LLC

Williamsville, NYCRD #4416094Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Alan Michael Gnoinski is an investment adviser representative with Cetera Investment Advisers LLC in Williamsville, NY, where they have been registered since 2025. They have worked in the securities industry since 2001 and were previously registered with Avantax Advisory Services. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New York and Texas.

Office

5920 Main Street
Williamsville, NY 14221

Advisors at this office: 5

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New York, Texas
Broker:
11 states and territories

Alabama, Arkansas, Colorado, Connecticut, Florida, Georgia, New York, North Carolina, South Carolina, Texas, Virginia

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/10/2023
Series 63
Uniform Securities Agent State Law Examination
Passed 8/1/2001
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/13/2001

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Cetera Investment Advisers LLCCurrent
9/5/2025 – Williamsville, NY
Avantax Advisory Services
10/30/2023 – 9/5/2025Williamsville, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. United Planners' Financial Services OF America A Limited Partner
    Oct 2012 – Nov 2018Williamsville, NY
  2. Lincoln Sparrow Advisors, LLC
    May 2013 – no end date reportedWilliamsville, NY
  3. Alan Gnoinski, Inc. dba AMG Financial
    Mar 2013 – no end date reportedWilliamsville, NY
  4. Sagepoint Financial, Inc.
    Nov 2018 – Sep 2023Williamsburg, NY
  5. Osaic Wealth, Inc.
    Sep 2023 – Oct 2023Williamsville, NY
  6. Avantax Investment Services Inc.
    Oct 2023 – Sep 2025Williamsville, NY
  7. Avantax Advisory Services
    Oct 2023 – Sep 2025Williamsville, NY
  8. Avantax Insurance Agency, LLC
    Oct 2023 – Sep 2025Williamsville, NY
  9. Retirement Rescue Workshop
    Feb 2005 – no end date reportedWilliamsville, NY
  10. Rental Property
    Jul 2005 – no end date reportedBuffalo, NY
  11. Office Sublease
    Nov 2018 – no end date reportedWilliamsville, NY
  12. Buffalo Bourdain LLC, DBA The Gnocchi Co.
    Oct 2024 – no end date reportedBuffalo, NY
  13. Cetera Wealth Services, LLC
    Sep 2025 – no end date reportedWilliamsville, NY
  14. Cetera Investment Advisers LLC
    Sep 2025 – no end date reportedSchaumburg, IL

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Cetera Investment Advisers LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Advisory services, investment advisory services, custody services, insurance agency services, sweep programs, and retirement planning resources, along with access to registered and alternative investment products.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops
Firm areas of expertise
Investment AdvisoryFinancial DisclosuresRetirement PlanningIRA RolloversInsuranceAdvisory ServicesCustody Services529 PlansETFs

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
10,459
Offices listed on AdvisorFinder:
27
Main office:
Schaumburg, IL
SEC file number:
801-20406

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 13, 2026

View full firm profile

Other advisors at Cetera Investment Advisers LLC

Showing 12 of 10,459 in the directory

View Cetera Investment Advisers LLC firm profile

Similar advisors in Williamsville, NY

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Alan Michael Gnoinski has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
Alan Michael Gnoinski (Cetera Investment Advisers)