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Alana Lindsey Pezzuti

Investment Adviser Representative at RMC INVESTMENT ADVISORS

West Hartford, CTCRD #6448025Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
10 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Alana Lindsey Pezzuti has worked in the securities industry since 2016. They are registered to provide investment advisory services in Connecticut.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Connecticut
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/25/2019
Series 63
Uniform Securities Agent State Law Examination
Passed 3/31/2018
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/4/2016

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Asset tierAnnual rate
First $1,000,0001.00%
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

RMC Investment Advisors Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RMC INVESTMENT ADVISORSCurrent
6/25/2019West Hartford, CT
WELLS FARGO CLEARING SERVICES, LLC
5/4/20164/18/2019Darien, CT

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at RMC INVESTMENT ADVISORS

6 other advisors in the directory

View RMC INVESTMENT ADVISORS firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Alana Lindsey Pezzuti has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Alana Lindsey Pezzuti - Financial Advisor in West Hartford, CT | AdvisorFinder