Alastair James Henry Horne
Investment Adviser Representative at LPL Financial LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Alastair James Henry Horne is an investment adviser representative with LPL Financial LLC in Lincoln, NE, where they have been registered since 2024. They have worked in the securities industry since 2021 and have been registered with 3 firms, including TCFG Wealth Management, LLC and J.p. Morgan Securities LLC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Nebraska and Texas.
Office
Advisors at this office: 6
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Nebraska, Texas
- Broker:
2 states and territories
Kansas, Nebraska
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- JPMorgan Chase Bank N.A.Nov 2019 – Apr 2021Irvine, CA
- JPMorgan Chase Bank LLCNov 2019 – Apr 2021Irvine, CA
- Great MapleOct 2018 – Aug 2020Newport Beach, CA
- Orange County DemolitionSep 2018 – Sep 2018Anaheim, CA
- Blooms TavernJun 2018 – Aug 2018New York, NY
- Restaurant AssociatesOct 2017 – Aug 2018New York, NY
- Pier A Harbor HouseAug 2017 – Jun 2018New York, NY
- The Mobile Catering GroupMay 2011 – Aug 2017Pershore
- Sheffield Hallam UniversityAug 2015 – Jun 2017Sheffield
- Russell'sSep 2016 – Aug 2017Worcester
- SnoozeApr 2021 – Nov 2021Orange, CA
- Chapter OneSep 2021 – Nov 2021Santa Ana, CA
- UnemployedNov 2021 – Mar 2022La Habra, CA
- TCFG Wealth Management, LLCMar 2022 – Jul 2024Laguna Niguel, CA
- LPL Financial LLCJul 2024 – no end date reportedLincoln, NE
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About LPL Financial LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 24,114
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Fort Mill, SC
- SEC file number:
- 801-10970
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 21, 2026
View full firm profileOther advisors at LPL Financial LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Alastair James Henry Horne has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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