Albert Aaron Berg

Investment Adviser Representative at FORTIS CAPITAL ADVISORS, LLC

Greenville, SCCRD #5640255Dual-registered

No disclosures on record

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

12 yrs

States Registered

10 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 10 states

FloridaGeorgiaMarylandMississippiNorth CarolinaOregonPennsylvaniaSouth CarolinaTennesseeVirginia

Examinations passed

Series 66

Uniform Combined State Law Examination

Passed 12/7/2015

Series 63

Uniform Securities Agent State Law Examination

Passed 3/25/2009

Series 99TO

Operations Professional Examination

Passed 7/11/2023

Series 6TO

Investment Company Products/Variable Contracts Representative Examination

Passed 1/2/2023

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 7

General Securities Representative Examination

Passed 10/30/2015

Series 6

Investment Company Products/Variable Contracts Representative Examination

Passed 3/16/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Blended rate

0.025

Source

FORTIS CAPITAL Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

GREEN VISTA CAPITAL, LLCCurrent

12/5/2024 – WINTER PARK, FL

D.H. HILL SECURITIES, LLLP

9/24/2021 – 10/28/2022Greenville, SC

METRIC FINANCIAL, LLC

7/11/2023 – 12/11/2024Greenville, SC

PNC INVESTMENTS

6/20/2017 – 10/10/2017CHARLOTTE, NC

WELLS FARGO ADVISORS, LLC

3/17/2009 – 8/23/2011PHOENIXVILLE, PA

GREAT POINT CAPITAL LLC

11/18/2024 – 11/22/2024CHICAGO, IL

SOUTHEAST INVESTMENTS, N.C., INC.

10/6/2016 – 5/23/2017CHARLOTTE, NC

BB&T INVESTMENT SERVICES, INC.

10/30/2015 – 2/29/2016GREENVILLE, SC

KESTRA INVESTMENT SERVICES, LLC

10/25/2017 – 9/23/2021GREENVILLE, SC

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Albert Aaron Berg has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.