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Albert G Fong

Investment Adviser Representative at Wedbush Securities Inc.

Salinas, CACRD #705434Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
46 yrs
Exams Passed
9

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Albert G. Fong is an investment adviser representative with Wedbush Securities Inc. in Salinas, CA, where they have been registered since 2007. They have worked in the securities industry since 1980 and have been registered with 3 firms, including Brookstreet Capital Management and UBS Financial Services Inc. They have passed 9 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California
Broker:
4 states and territories

Arizona, California, North Carolina, Utah

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/2/1995
Series 63
Uniform Securities Agent State Law Examination
Passed 7/1/1986
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 15
Foreign Currency Options Examination
Passed 2/23/1983
Series 3
National Commodity Futures Examination
Passed 12/13/1982
Series 7
General Securities Representative Examination
Passed 1/19/1980
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/2/2023
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 12/12/1985

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Wedbush Securities Inc.Current
7/6/2007 – Salinas, CA
Wedbush Securities Inc.Current
7/6/2007 – Salinas, CA
Brookstreet Capital Management
1/31/2007 – 7/12/2007Salinas, CA
UBS Financial Services Inc.
7/8/1997 – 2/6/2007Carmel, CA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Brookstreet Securities Corporation
    Jan 2007 – no end date reportedIrvine, CA
  2. Wedbush Morgan Securities Inc.
    Jul 2007 – no end date reportedLos Angeles, CA

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Wedbush Securities Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Commissions
  • Fixed fee
Firm account minimum
$100,000 (waivable)
Firm's annual rate schedule by assets
  • Up to $250,0003.00%
  • $250,001 to $500,0002.80%
  • $500,001 to $1,000,0002.50%
  • $1,000,001 to $3,000,0001.90%

+2 more tiers on the firm profile

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPooled VehiclesCharitable OrganizationsCorporationsOther

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
217
Offices listed on AdvisorFinder:
25
Main office:
Pasadena, CA
SEC file number:
801-6358

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 29, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Albert G Fong has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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