Alberto Chavez
Financial Professional at Frost Investment Services
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Alberto Chavez is a financial professional associated with Frost Investment Services in Katy, TX, where they have been associated since 2022. They have worked in the securities industry since 2014. They have passed 3 industry qualification exams, including the Series 63 (state securities agent) and Series 6 (investment company and variable products).
Registrations & licenses
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Jpmorgan Securities, LLCJan 2014 – Oct 2018Chicago, IL
- Jpmorgan Chase BANKAug 2013 – Oct 2018Chicago, IL
- Frost Brokerage ServicesNov 2018 – no end date reportedHouston, TX
- Frost BANKNov 2018 – no end date reportedHouston, TX
- Frost Investment ServicesDec 2018 – Dec 2018Houston, TX
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Frost Investment Services
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 174
- Offices listed on AdvisorFinder:
- 26
- Main office:
- San Antonio, TX
- SEC file number:
- 801-108754
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 24, 2026
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Showing 12 of 174 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Alberto Chavez has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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