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Alberto Luna

Investment Adviser Representative at Stonex International Advisors Inc

Miami, FLCRD #4173148Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
26 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Alberto Luna is an investment adviser representative with Stonex International Advisors Inc in Miami, FL, where they have been registered since 2017. They have worked in the securities industry since 2000 and have been registered with 3 firms, including UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Florida.

Office

1221 Brickell Avenue, Suite 200
Miami, FL 33131

Advisors at this office: 13

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Florida
Broker:
5 states and territories

California, Colorado, Florida, Texas, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/16/2001
Series 63
Uniform Securities Agent State Law Examination
Passed 3/1/2001
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/23/2000

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Stonex International Advisors IncCurrent
4/27/2017 – Miami, FL
UBS Financial Services Inc.
11/1/2011 – 4/26/2017Coral Gables, FL
Merrill Lynch, Pierce, Fenner & Smith Incorporated
3/15/2004 – 11/2/2011Miami, FL

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. UBS Financial Services Inc
    Nov 2011 – Apr 2017Coral Gables, FL
  2. Intercam Securities, Inc.
    Apr 2017 – Oct 2025Miami, FL
  3. Intercam Advisors, Inc.
    Apr 2017 – Oct 2025Miami, FL
  4. Stonex International Securities, Inc.
    Oct 2025 – no end date reportedMiami, FL
  5. Stonex International Advisors, Inc.
    Oct 2025 – no end date reportedMiami, FL

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Stonex International Advisors Inc

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Firm account minimum
$500,000 (waivable)

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and Institutions

Client types the firm serves

IndividualsHigh Net WorthCorporations

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
14
Offices listed on AdvisorFinder:
1
Main office:
Miami, FL
SEC file number:
801-123538

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of July 8, 2026

View full firm profile

Other advisors at Stonex International Advisors Inc

Showing 12 of 14 in the directory

View Stonex International Advisors Inc firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Alberto Luna has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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