Aldo Lozano

Investment Adviser Representative at MULHOLLAND WEALTH ADVISORS, LLC

SCOTTSDALE, AZCRD #2479020Dual-registered

Disclosure(s) on record — see official records below

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

26 yrs

States Registered

1 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 1 states

Arizona

Examinations passed

Series 66

Uniform Combined State Law Examination

Passed 7/18/2000

Series 63

Uniform Securities Agent State Law Examination

Passed 10/10/1994

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 7

General Securities Representative Examination

Passed 3/6/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Blended rate

0.0145

Account minimum: $200,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

MULHOLLAND WEALTH Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

WACHOVIA SECURITIES, LLC

7/1/2003 – 3/27/2009ROLLING HILLS ESTATES, CA

PRUDENTIAL SECURITIES INCORPORATED

6/13/2003 – 7/1/2003NEW YORK, NY

CITIGROUP GLOBAL MARKETS INC.

3/7/2000 – 6/26/2003NEW YORK, NY

RBC CAPITAL MARKETS, LLC

3/26/2009 – 4/14/2016EL SEGUNDO, CA

MORGAN STANLEY

3/22/2016 – 11/22/2022El Segundo, CA

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Aldo Lozano has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.