Alec Tran
Investment Adviser Representative at Transamerica Financial Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Alec Tran is an investment adviser representative with Transamerica Financial Advisors, LLC in Princeton, NJ, where they have been registered since 2022, the year they entered the securities industry. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New Jersey, Pennsylvania, and Texas.
Registrations & licenses
- Investment adviser:
- New Jersey, Pennsylvania, Texas
- Broker:
6 states and territories
Delaware, Maryland, New Jersey, Pennsylvania, Texas, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- IBS TAX amp; ACCOUNTING SERVICESDec 2009 – no end date reportedPhiladelphia, PA
- Transamerica Financial Advisors, IncMar 2022 – no end date reportedPiscataway, NJ
- World Financial Group, Inc.Dec 2020 – no end date reportedPiscataway, NJ
- H2tran IncApr 2022 – no end date reportedWoodbury, NJ
- BenefitmallOct 2019 – no end date reportedDallas, TX
- Alec TranSep 2019 – no end date reportedPhiladelphia, PA
- Alec TranNov 2017 – no end date reportedPhiladelphia, PA
- Felton Holding LLCJul 2023 – no end date reportedPhiladelphia, PA
- B2aq IncAug 2024 – no end date reportedPhiladelphia, PA
- Rental PropertyJul 2023 – no end date reportedPhiladelphia, PA
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Transamerica Financial Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,109
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Philadelphia, PA
- SEC file number:
- 801-38618
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 31, 2026
View full firm profileOther advisors at Transamerica Financial Advisors, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Alec Tran has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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