Alex Gregory Froloff
Investment Adviser Representative at Wedbush Securities Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Alex Gregory Froloff is an investment adviser representative with Wedbush Securities Inc. in Pasadena, CA, where they have been registered since 2024. They have worked in the securities industry since 2015 and have been registered with 3 firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated and Principal Securities, Inc. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California.
Office
Advisors at this office: 23
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California
- Broker:
4 states and territories
California, New York, Texas, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Principal LIFE Insurance CompanyMay 2016 – Aug 2020Costa Mesa, CA
- Principal Securities IncMay 2016 – Aug 2020Costa Mesa, CA
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2021 – Nov 2024El Segundo, CA
- UnemployedAug 2020 – Nov 2021Torrance, CA
- BANK OF America, N.A.Dec 2021 – Nov 2024El Segundo, CA
- Wedbush SecuritiesNov 2024 – no end date reportedPasadena, CA
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Wedbush Securities Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
- Firm account minimum
- $100,000 (waivable)
- Up to $250,0003.00%
- $250,001 to $500,0002.80%
- $500,001 to $1,000,0002.50%
- $1,000,001 to $3,000,0001.90%
+2 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 217
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Pasadena, CA
- SEC file number:
- 801-6358
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 29, 2026
View full firm profileOther advisors at Wedbush Securities Inc.
Showing 12 of 217 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Alex Gregory Froloff has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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