Alexa Kate McMahon
Investment Adviser Representative at Principal Asset Management
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Alexa Kate McMahon is an investment adviser representative with Principal Asset Management in Seattle, WA, where they have been registered since 2023, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Washington.
Registrations & licenses
- Investment adviser:
- Washington
- Broker:
2 states and territories
Alaska, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Principal Asset ManagementJul 2023 – no end date reportedCharlotte, NC
- PricewaterhouseCoopersSep 2021 – Jul 2023San Diego, CA
- YMCAApr 2021 – Sep 2021San Diego, CA
- University of San DiegoJan 2021 – May 2021San Diego, CA
- Jamba JuiceSep 2016 – Apr 2017Carlsbad, CA
- University of San DiegoSep 2017 – Jun 2021San Diego, CA
- El Camino High SchoolJun 2013 – Sep 2017Oceanside, CA
- Principal Funds Distributor, Inc.Oct 2023 – no end date reportedCharlotte, NC
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Principal Asset Management
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Performance-based fees
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 124
- Offices listed on AdvisorFinder:
- 20
- Main office:
- Des Moines, IA
- SEC file number:
- 801-55959
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of May 28, 2026
View full firm profileOther advisors at Principal Asset Management
Showing 12 of 124 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Alexa Kate McMahon has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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