AdFi
AG

Alexander Gustave Tollen

Investment Adviser Representative at MCGOWAN GROUP ASSET MANAGEMENT, INC.

Dallas, TXCRD #2014158Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
16 yrs
States Registered
1 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Alexander Gustave Tollen has worked in the securities industry since 2010. They have passed the Series 65, 63, 55, 24, 8, and 7 examinations. They are registered to provide investment advisory services in Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Texas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/13/2009
Series 63
Uniform Securities Agent State Law Examination
Passed 8/29/1995
SIE
Securities Industry Essentials Examination
Passed 12/31/2014
Series 55
Limited Representative-Equity Trader Exam
Passed 8/11/1998
Series 7
General Securities Representative Examination
Passed 8/17/1994
Series 24
General Securities Principal Examination
Passed 3/1/1999
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 11/17/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Greater than $1MM0.99%
Greater than $3MM0.88%
Greater than $10MM0.83%
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Mcgowan Group Asset Management, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MCGOWAN GROUP ASSET MANAGEMENT, INC.Current
10/25/2011Dallas, TX
EDI INVESTMENT ADVISOR CORPORATION
4/15/20098/3/2010Dallas, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at MCGOWAN GROUP ASSET MANAGEMENT, INC.

6 other advisors in the directory

View MCGOWAN GROUP ASSET MANAGEMENT, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Alexander Gustave Tollen has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
Alexander Gustave Tollen - Financial Advisor in Dallas, TX | AdvisorFinder