Alexander Joseph Cavaliere
Investment Adviser Representative at Vanguard Advisers, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Alexander Joseph Cavaliere is an investment adviser representative with Vanguard Advisers, Inc. in Malvern, PA, where they have been registered since 2025. They have worked in the securities industry since 2019 and have been registered with 3 firms, including Cetera Investment Advisers LLC and Securian Financial Services, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Pennsylvania and Texas.
Office
Advisors at this office: 758
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Pennsylvania, Texas
- Broker:
1 state or territory
Pennsylvania
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Securian Financial Services IncMay 2019 – Jul 2023Newark, DE
- Minnesota Life Insurance CoMay 2019 – Jul 2023Newark, DE
- Diamond State Financial Group, Broker: CeteraAug 2023 – Oct 2025Newark, DE
- Old Towne MusicJun 2015 – Jan 2019Blackwood, NJ
- Self-EmployedJun 2015 – Apr 2023Glenolden, PA
- Morgan StanleyMay 2018 – Nov 2018Mount laurel, NJ
- Rowan UniversitySep 2015 – Dec 2018Glassboro, NJ
- Diamond State Financial Group, Broker: Securian/Minnesota LifeMay 2019 – Jul 2023Newark, DE
- Cetera Wealth Services, LLCAug 2023 – Oct 2025Newark, DE
- Cetera Investment Advisers LLCAug 2023 – Oct 2025Newark, DE
- The Vanguard Group, Inc.Dec 2025 – no end date reportedMalvern, PA
- Vanguard Marketing CorporationDec 2025 – no end date reportedMalvern, PA
- Self-EmployedApr 2025 – no end date reportedMorton, PA
- Self-EmployedJun 2024 – no end date reportedSecane, PA
- Vanguard Advisers, Inc.Dec 2025 – no end date reportedMalvern, PA
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Vanguard Advisers, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 2,379
- Offices listed on AdvisorFinder:
- 4
- Main office:
- Malvern, PA
- SEC file number:
- 801-49601
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 24, 2026
View full firm profileOther advisors at Vanguard Advisers, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Alexander Joseph Cavaliere has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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