Alexander Ray
Investment Adviser Representative at MAI Capital Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Alexander Ray is an investment adviser representative in Los Angeles, CA, currently registered with MAI Capital Management, LLC and Evoke Advisors. They have worked in the securities industry since 2016 and have been registered with 4 firms, including Morgan Stanley and J.p. Morgan Securities LLC. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California and Texas.
Office
Advisors at this office: 35
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- JP Morgan Chase BankFeb 2016 – Jun 2017San Francisco, CA
- JP Morgan Securities LLCSep 2016 – Jun 2019San Francisco, CA
- JP Morgan Chase BANK, N.A.Jun 2017 – Jun 2019San Francisco, CA
- LIVE FIT GYMSep 2018 – Nov 2018San Francisco, CA
- Morgan StanleyJun 2019 – May 2021San Francisco, CA
- Morgan Stanley Private Bank, N.AJul 2019 – May 2021New York, NY
- Goldman Sachs & Co.May 2021 – Apr 2022Los Angeles, CA
- Evoke AdvisorsMay 2022 – Sep 2026Los Angeles, CA
- MAI Capital Management, LLCNov 2025 – Sep 2026Cleveland, OH
- Creative Planning, LLCOct 2026 – no end date reportedOverland Park, KS
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About MAI Capital Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Performance-based fees
- Other
- Firm account minimum
- $500,000 (waivable)
- Estimated blended rate
- 0.01
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 298
- Offices listed on AdvisorFinder:
- 27
- Main office:
- Cleveland, OH
- SEC file number:
- 801-58104
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of October 1, 2026
View full firm profileOther advisors at MAI Capital Management, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Alexander Ray has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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