AdFi
AR

Alexander Roesner

Investment Adviser Representative at BLACK DIAMOND FINANCIAL, LLC

Lutherville, MDCRD #7146708Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
7 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Alexander Roesner has worked in the securities industry since 2019. They are registered to provide investment advisory services in Maryland.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Maryland
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/11/2019
Series 7
General Securities Representative Examination
Passed 9/10/2019
SIE
Securities Industry Essentials Examination
Passed 7/26/2019

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0085
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Black Diamond Financial, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BLACK DIAMOND FINANCIAL, LLCCurrent
7/12/2022Lutherville, MD
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
10/16/20197/9/2022Towson, MD

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at BLACK DIAMOND FINANCIAL, LLC

Showing 12 of 14 in the directory

View BLACK DIAMOND FINANCIAL, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Alexander Roesner has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched