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AS

Alexander Sierra

Investment Adviser Representative at Equitable Advisors, LLC

New York, NYCRD #6341678Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
10 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Alexander Sierra is an investment adviser representative with Equitable Advisors, LLC in New York, NY, where they have been registered since 2023. They have worked in the securities industry since 2016 and have been registered with 7 firms, including Cohen & Steers Securities, LLC and Quasar Distributors, LLC. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in New York and Texas.

Office

1290 Avenue Of The Americas, 4th Fl
New York, NY 10104

Advisors at this office: 293

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New York, Texas
Broker:
13 states and territories

Florida, Georgia, Illinois, Indiana, Iowa, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Texas, Utah, Washington

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/3/2023
Series 63
Uniform Securities Agent State Law Examination
Passed 8/11/2014
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/1/2014
Series 24
General Securities Principal Examination
Passed 1/29/2024

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Equitable Advisors, LLCCurrent
11/6/2023 – New York, NY
Cohen & Steers Securities, LLC
8/9/2022 – 9/5/2023New York, NY
Quasar Distributors, LLC
9/28/2018 – 2/25/2021New York, NY
Independent Brokerage Solutions LLC
10/10/2019 – 2/22/2021New York, NY
Prudential Investment Management Services LLC
3/13/2017 – 9/13/2018Newark, NJ
Carey Financial, LLC
7/9/2015 – 1/5/2017New York, NY
Dinosaur Securities, L.L.C.
8/1/2014 – 6/30/2015New York, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Carey Financial, LLC
    Jul 2015 – Jan 2017New York, NY
  2. Prudential Investment Management Services LLC
    Mar 2017 – Aug 2018Newark, NJ
  3. Prudential Insurance Company OF America
    Feb 2017 – Aug 2018Newark, NJ
  4. Brookfield Asset Management
    Sep 2018 – Feb 2021New York, NY
  5. Quasar Distributors, LLC
    Sep 2018 – Feb 2021Milwaukee, WI
  6. Sddco Brokerage Advisors LLC
    Oct 2019 – Feb 2021New York, NY
  7. Cohen & Steers Capital Management, Inc.
    Aug 2022 – Aug 2023New York, NY
  8. Cohen & Steers Securities, LLC
    Aug 2022 – Aug 2023New York, NY
  9. Equitable Advisors, LLC.
    Sep 2023 – Jul 2026New York, NY
  10. MML Investors Services
    Jul 2026 – no end date reportedNew York, NY
  11. MassMutual Life Insurance Co
    Jul 2026 – no end date reportedNew York, NY
  12. Mercatus/State Street
    Apr 2021 – Aug 2022San Mateo, CA
  13. Independent Brokerage Solutions LLC
    Oct 2019 – Feb 2021New York, NY

Official records & sources

Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Equitable Advisors, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial planning, workplace solutions and strategies, retirement, protection, and advice services

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops
Firm areas of expertise
Financial PlanningRetirementProtectionWorkplace SolutionsInsuranceWealth Management

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
4,590
Offices listed on AdvisorFinder:
26
Main office:
New York, NY
Founded:
1859
SEC file number:
801-14065

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 30, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Alexander Sierra has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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