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Alexander Simon

Investment Adviser Representative at KINTRA WEALTH, LLC

Hutchinson Island, FLCRD #2764737Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
States Registered
1 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Alexander Simon has worked in the securities industry since 1997. They are registered to provide investment advisory services in Florida.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Florida
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/29/1996
Series 63
Uniform Securities Agent State Law Examination
Passed 8/2/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 4/16/2009
Series 7
General Securities Representative Examination
Passed 7/31/1996
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 5/1/2008
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 4/2/2008

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.015
Asset tierAnnual rate
First $500,0001.50%
Next $500,0001.25%
Next $1,000,0001.00%
Next $3,000,0000.95%
Over $5,000,0000.85%
Source

Kintra Wealth, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

KINTRA WEALTH, LLCCurrent
5/7/2026Hutchinson Island, FL
COMMONWEALTH FINANCIAL NETWORK
10/7/20194/17/2026Warren, NJ
RAYMOND JAMES & ASSOCIATES, INC.
12/5/200710/7/2019Morristown, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
4/21/200411/27/2007Warren, NJ

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Alexander Simon has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Alexander Simon - Financial Advisor in Hutchinson Island, FL | AdvisorFinder