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Alexander T Chacho

Investment Adviser Representative at JOHN G. Ullman & Associates, Inc

Horseheads, NYCRD #8188585Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
1 yrs
Exams Passed
1

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Alexander T. Chacho is an investment adviser representative with JOHN G. Ullman & Associates, Inc in Horseheads, NY, where they have been registered since 2025, the year they entered the securities industry. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in New York.

Office

343 Daniel Zenker Drive
Horseheads, NY 14845

Advisors at this office: 15

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New York

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/22/2025

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

JOHN G. Ullman & Associates, IncCurrent
12/22/2025 – Horseheads, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Binghamton University
    Sep 2016 – May 2020Binghamton, NY
  2. 20 Hadley Street
    Jun 2018 – Mar 2020Binghamton, NY
  3. unemployed
    Jun 2020 – Jan 2021Lindley, NY
  4. H&R Block
    Feb 2021 – Apr 2021Corning, NY
  5. unemployed
    May 2021 – May 2021Lindley, NY
  6. Corning Credit Union
    Jun 2021 – Sep 2022Corning, NY
  7. John G. Ullman & Associates, Inc.
    Oct 2022 – no end date reportedHorseheads, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About JOHN G. Ullman & Associates, Inc

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
Firm account minimum
$250,000 (waivable)
Firm's annual rate schedule by assets
  • First $1,000,0002.00%
  • Second $1,000,0001.75%
  • Third $1,000,0001.50%
  • Fourth $1,000,0001.25%

+6 more tiers on the firm profile

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthCharitable OrganizationsCorporations

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
24
Offices listed on AdvisorFinder:
4
Main office:
Horseheads, NY
SEC file number:
801-14064

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 30, 2026

View full firm profile

Other advisors at JOHN G. Ullman & Associates, Inc

Showing 12 of 24 in the directory

View JOHN G. Ullman & Associates, Inc firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Alexander T Chacho has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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