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Alexandra Rooney

Investment Adviser Representative at Empower Advisory Group, LLC

Boston, MACRD #7440871Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
5 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Alexandra Rooney is an investment adviser representative with Empower Advisory Group, LLC in Boston, MA, where they have been registered since 2026. They have worked in the securities industry since 2021. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Massachusetts.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Massachusetts
Broker:
47 states and territories

Alabama, Alaska, Arizona, Arkansas, California, Connecticut, Delaware, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/9/2026
Series 63
Uniform Securities Agent State Law Examination
Passed 12/20/2021
Series 7
General Securities Representative Examination
Passed 1/19/2026
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/5/2021
SIE
Securities Industry Essentials Examination
Passed 10/8/2021

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Empower Advisory Group, LLCCurrent
3/19/2026 – Boston, MA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. GWFS Equities, Inc
    Sep 2021 – Mar 2026Greenwood Village, CO
  2. Boston College
    Sep 2017 – May 2021Chestnut Hill, MA
  3. Thayer Academy
    Sep 2013 – Jun 2017Braintree, MA
  4. Empower Retirement
    May 2020 – Aug 2020Boston, MA
  5. Victress Capital
    Jun 2019 – Aug 2019Hingham, MA
  6. Dope Promotions
    Jan 2018 – Mar 2020Boston, MA
  7. Olde Forge Realty
    Sep 2018 – Mar 2020Boston, MA
  8. Tavern in the Square
    Jun 2020 – Sep 2020Allston, MA
  9. Thayer Academy
    Mar 2021 – May 2021Braintree, MA
  10. Stage Harbor Yacht Club
    Jun 2012 – Aug 2017Chatham, MA
  11. Greater Boston Chamber of Commerce
    May 2017 – Jun 2017Boston, MA
  12. Unemployed
    May 2021 – Sep 2021Milton, MA
  13. Unemployed
    Mar 2020 – Sep 2020Milton, MA
  14. Empower Financial Services
    Mar 2026 – no end date reportedGreenwood Village, CO
  15. Empower Advisory Group
    Mar 2026 – no end date reportedGreenwood Village, CO

Official records & sources

Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Empower Advisory Group, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/MunicipalCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
1,855
Offices listed on AdvisorFinder:
5
Main office:
Greenwood Village, CO
SEC file number:
801-58105

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of July 9, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Alexandra Rooney has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Alexandra Rooney (Empower Advisory Group) - Advisor Profile