AdFi
AG

Alfonso George Figliolia

Investment Adviser Representative at CORNERSTONE PROFESSIONAL ADVISOR SERVICES, LLC

Garden City, NYCRD #863524Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
47 yrs
States Registered
3 states
Exams Passed
8

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Alfonso George Figliolia has worked in the securities industry since 1979. They have passed the Series 66, 63, 24, 15, 12, 7, and 3 examinations. They are registered to provide investment advisory services in Florida, New York, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
FloridaNew YorkTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/2/2001
Series 63
Uniform Securities Agent State Law Examination
Passed 10/20/1980
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 15
Foreign Currency Options Examination
Passed 12/8/1982
Series 3
National Commodity Futures Examination
Passed 8/24/1982
Series 7
General Securities Representative Examination
Passed 1/20/1979
Series 24
General Securities Principal Examination
Passed 12/16/1994
Series 12
NYSE Branch Manager Examination
Passed 7/26/1979

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $500k1.50%
$500,001 - $1,000,0001.25%
$1,000,001 - $2,000,0001.00%
$2,000,001 - $3,000,0000.75%
$3,000,001 - $5,000,0000.50%
More than $5,000,0010.35%
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Cornerstone Professional Advisor Services, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CORNERSTONE PROFESSIONAL ADVISOR SERVICES, LLCCurrent
6/18/2004Garden City, NY
FSC SECURITIES CORPORATION
7/6/20018/13/2002Wantagh, NY

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at CORNERSTONE PROFESSIONAL ADVISOR SERVICES, LLC

4 other advisors in the directory

View CORNERSTONE PROFESSIONAL ADVISOR SERVICES, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Alfonso George Figliolia has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
Alfonso George Figliolia - Financial Advisor in Garden City, NY | AdvisorFinder