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Alfred David Holland Jr

Investment Adviser Representative at VESTGEN ADVISORS, LLC

Dallas, TXCRD #1576896Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
States Registered
2 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Alfred David Holland has worked in the securities industry since 1999. They have passed the Series 66, 24, 7, and 3 examinations. They are registered to provide investment advisory services in Illinois and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
IllinoisTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/28/2000
Series 3
National Commodity Futures Examination
Passed 3/15/2004
Series 7
General Securities Representative Examination
Passed 7/19/2000
Series 24
General Securities Principal Examination
Passed 4/29/2010

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Source

Vestgen Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

VESTGEN ADVISORS, LLCCurrent
5/29/2025 – Dallas, TX
OPTIMUM INVESTMENT ADVISORS, LLC
6/17/2014 – 9/30/2025Dallas, TX
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
10/16/2009 – 6/18/2012Nancy, KY
UBS FINANCIAL SERVICES INC.
4/19/2001 – 10/27/2009Lexington, KY

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Alfred David Holland Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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