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Ali Emir Gumus

Investment Adviser Representative at Strategic Advisers LLC

Terre Haute, INCRD #7747709Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
3 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Ali Emir Gumus is an investment adviser representative with Strategic Advisers LLC in Terre Haute, IN, where they have been registered since 2025. They have worked in the securities industry since 2023 and were previously registered with Equitable Advisors, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Indiana and Texas.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Indiana, Texas
Broker:
53 states and territories

Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/15/2023
Series 7
General Securities Representative Examination
Passed 8/1/2023
SIE
Securities Industry Essentials Examination
Passed 4/27/2023

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Strategic Advisers LLCCurrent
10/9/2025 – Terre Haute, IN
Fidelity Brokerage Services LLCCurrent
9/30/2025 – Terre Haute, IN
Equitable Advisors, LLC
9/18/2023 – 8/6/2025Carmel, IN

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Cackleberries Restaurant
    Apr 2020 – Aug 2023Terre Haute, IN
  2. Unemployed
    Aug 2025 – Sep 2025Terre Haute, IN
  3. Fidelity Investments
    Sep 2025 – no end date reportedIndianapolis, IN
  4. Equitable Advisors
    May 2023 – Jul 2025Indianapolis, IN
  5. Office OF Senator MIKE Braun IN THE U.S. Senate
    May 2022 – Jun 2022Washington, DC
  6. Gateway High School
    Aug 2017 – May 2018Kissimmee, FL
  7. Unemployed
    Jun 2018 – Jul 2018Terre Haute, IN
  8. Watauga High School
    Aug 2016 – May 2017Boone, NC
  9. Unemployed
    May 2017 – Jul 2017Boone, NC
  10. South Vigo High School
    Aug 2018 – May 2019Terre Haute, IN
  11. Unemployed
    Jun 2019 – Jul 2019Terre Haute, IN
  12. DePauw University
    Aug 2019 – May 2023Greencastle, IN

Official records & sources

Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Strategic Advisers LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Investment CompaniesPortfolio Management for Businesses and InstitutionsSelection of Other AdvisersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthInvestment CompaniesPension/Profit SharingCharitable OrganizationsState/MunicipalCorporationsOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
17,064
Offices listed on AdvisorFinder:
3
Main office:
Boston, MA
SEC file number:
801-13243

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 30, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ali Emir Gumus has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Ali Emir Gumus (Strategic Advisers) - Fees & Credentials