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Ali Shahhosseini

Investment Adviser Representative at ORCA INVESTMENT MANAGEMENT, LLC

Walnut Creek, CACRD #6503781Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
9 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Ali Shahhosseini is a registered investment adviser representative. Ali Shahhosseini has passed the Series 66, 63, and 7 examinations.

Registrations & licenses

Registration type
Dual-registered
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 9/9/2022
Series 66
Uniform Combined State Law Examination
Passed 3/16/2017
Series 7
General Securities Representative Examination
Passed 9/25/2022
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/24/2017

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

ORCA Investment Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ORCA INVESTMENT MANAGEMENT, LLC
3/25/20266/10/2026Walnut Creek, CA
PAULSON INVESTMENT ADVISORS, LLC
6/12/202412/31/2024Portland, OR
BAMBOO INVESTMENT MANAGEMENT
7/14/20219/8/2022Pleasant Hill, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
3/17/20173/19/2020San Jose, CA

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View ORCA INVESTMENT MANAGEMENT, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ali Shahhosseini has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Ali Shahhosseini - Financial Advisor in Walnut Creek, CA | AdvisorFinder