ORCA INVESTMENT MANAGEMENT, LLC
SEC RegisteredYour Investment Success is Our Top Priority
About the firm
Orca Investment Management is a fee-only registered investment advisory firm that strives to produce stable, long-term investment returns for clients using a straightforward approach with individual stocks, bonds, mutual funds, and ETFs. Founded in 2003 by Shawn Willard, the firm has grown to two offices and a group of over six investment professionals. As of January 2024, it is a wholly owned subsidiary of Paulson Capital Holding Company, LLC.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Fee-only registered investment advice including portfolio management using individual stocks, bonds, mutual funds, and ETFs; services include a discovery meeting to understand the client's unique situation and risk tolerance, followed by portfolio review and recommendations.
Who they serve
Generally individual investors, providing value-added services which would generally not be available for most retail investors.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 321 | $119M |
| High Net Worth Individuals | 38 | $86M |
| State/Municipal Entities | 5 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
11 advisors in the directory
Regulatory & compliance
Data as of March 3, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. ORCA INVESTMENT MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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