Alice Ruiz
Investment Adviser Representative at Schwab Wealth Advisory, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Alice Ruiz is an investment adviser representative with Schwab Wealth Advisory, Inc. in San Diego, CA, where they have been registered since 2025. They have worked in the securities industry since 2009 and have been registered with 7 firms, including Strategic Advisers LLC and Fidelity Personal and Workplace Advisors. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California.
Registrations & licenses
- Investment adviser:
- California
- Broker:
4 states and territories
Arizona, California, Delaware, North Carolina
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Wells Fargo Advisors, LLCOct 2013 – Nov 2016San Jose, CA
- Wells Fargo Clearing Services, LLCNov 2016 – May 2017San Jose, CA
- JP Morgan Securities LLCMay 2017 – Feb 2022San Jose, CA
- Fidelity InvestmentsFeb 2022 – Jul 2025Mountain View, CA
- Fidelity InvestmentsMar 2025 – Jul 2025Boston, MA
- Charles Schwab & Co., IncJul 2025 – no end date reportedSan Diego, CA
- Schwab Wealth Advisory InceJul 2025 – no end date reportedSan Diego, CA
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Schwab Wealth Advisory, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in San Diego, CA
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Alice Ruiz has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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