Alisha Marie Werner
Investment Adviser Representative at MML Investors Services, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Alisha Marie Werner is an investment adviser representative with MML Investors Services, LLC in Chesterfield, MO, where they have been registered since 2025. They have worked in the securities industry since 2023 and were previously registered with Charles Schwab & Co., Inc. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Missouri.
Office
Advisors at this office: 50
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Missouri
- Broker:
1 state or territory
Missouri
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- For the Love of CleaningJan 2020 – Mar 2020Columbia, MO
- Eckerts Country Store and FarmJun 2020 – Aug 2021St. Louis, MO
- Charles Schwab & Co., Inc.Jan 2023 – Jun 2023Saint Louis, MO
- Charles Schwab & Co., Inc.Jun 2022 – Aug 2022St. Louis, MO
- Full-Time EducationJan 2013 – Aug 2019St. Louis, MO
- Christ Community Lutheran SchoolFeb 2018 – May 2018St. Louis, MO
- Concord CleanersFeb 2017 – Feb 2018St. Louis, MO
- University of Missouri-ColumbiaAug 2019 – Dec 2022Columbia, MO
- MML Investors Services, LLCJul 2023 – no end date reportedChesterfield, MO
- MassMutual Life Insurance CoJul 2023 – no end date reportedChesterfield, MO
- TD Ameritrade, Inc.Jun 2022 – Aug 2022Omaha, NE
- NYLife Securities, LLCOct 2022 – Jul 2023New York, NY
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About MML Investors Services, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- Estimated blended rate
- 0.01
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 5,037
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Springfield, MA
- SEC file number:
- 801-44264
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 3, 2026
View full firm profileOther advisors at MML Investors Services, LLC
Showing 12 of 5,037 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Alisha Marie Werner has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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