AdFi
AG

Alma Gabriela Garcia-Lagunas

Investment Adviser Representative at Wells Fargo Advisors

CRD #8192063Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Alma Gabriela Garcia-Lagunas is an investment adviser representative with Wells Fargo Advisors, where they have been registered since 2026, the year they entered the securities industry. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Nebraska.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Nebraska
Broker:
1 state or territory

Nebraska

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/26/2026
Series 63
Uniform Securities Agent State Law Examination
Passed 2/3/2026
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/23/2026
SIE
Securities Industry Essentials Examination
Passed 1/5/2026

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Wells Fargo AdvisorsCurrent
2/26/2026 –

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Wells Fargo Clearing Services, LLC
    Nov 2025 – no end date reportedGrand Island, NE
  2. Wells Fargo BANK, NA
    Apr 2024 – no end date reportedGrand Island, NE
  3. Gliks
    Apr 2023 – Apr 2024Grand Island, NE
  4. Grand Island Casino Resort
    Oct 2022 – Apr 2023Grand Island, NE
  5. Texas Roadhouse
    Oct 2021 – Sep 2023Grand Island, NE
  6. Hearing Clinic
    Oct 2020 – Oct 2021Grand Island, NE
  7. Texas Roadhouse
    Jan 2019 – Oct 2020Grand Island, NE
  8. Grand Island Senior HIGH
    May 2015 – Jan 2019Grand Island, NE

Official records & sources

Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Wells Fargo Advisors

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Commissions
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Monitor account performance, allocations, and holdings; view real-time quotes, stock data, and trading information; read market news and research; transfer money between investment and bank accounts.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other Advisers
Firm areas of expertise
Wealth ManagementInvestment AdvisoryMobile BankingDigital Experience

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsState/MunicipalInsurance CompaniesCorporationsOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
14,697
Offices listed on AdvisorFinder:
26
Main office:
St. Louis, MO
SEC file number:
801-37967

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of October 1, 2026

View full firm profile

Other advisors at Wells Fargo Advisors

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Alma Gabriela Garcia-Lagunas has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Alma Gabriela Garcia-Lagunas (Wells Fargo Advisors)