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Alvin Ly

Investment Adviser Representative at BISON CAPITAL ADVISORS, LLC

Oklahoma City, OKCRD #6268953Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
7 yrs
States Registered
2 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Alvin Ly has worked in the securities industry since 2019. They are registered to provide investment advisory services in Oklahoma and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
OklahomaTexas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 2/27/2014
SIE
Securities Industry Essentials Examination
Passed 7/2/2018
Series 7
General Securities Representative Examination
Passed 12/8/2013

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Bison Capital Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BISON CAPITAL ADVISORS, LLCCurrent
3/15/2024 – Oklahoma City, OK
THE BAKER GROUP, LP
12/9/2013 – 7/2/2018Oklahoma City, OK

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at BISON CAPITAL ADVISORS, LLC

1 other advisor in the directory

Robert Todd Owens
Investment Adviser Representative
Dual-registered
View BISON CAPITAL ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Alvin Ly has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.