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Amanda Kaye Blum

Investment Adviser Representative at Northwestern Mutual Investment Services,llc

Denver, COCRD #5375481Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
17 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Amanda Kaye Blum is an investment adviser representative with Northwestern Mutual Investment Services,llc in Denver, CO, where they have been registered since 2023. They have worked in the securities industry since 2009 and have been registered with 3 firms, including Ameriprise Financial Services, LLC and UBS Financial Services Inc. They have passed 6 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Wisconsin.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Wisconsin
Broker:
2 states and territories

Colorado, Wisconsin

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/15/2017
Series 63
Uniform Securities Agent State Law Examination
Passed 8/29/2007
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/26/2007
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 2/13/2015
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 12/30/2014

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Northwestern Mutual Investment Services,llcCurrent
7/31/2023 – Denver, CO
Northwestern Mutual Investment Services, LLCCurrent
7/28/2023 – Denver, CO
Ameriprise Financial Services, LLC
4/20/2020 – 6/1/2022Denver, CO
UBS Financial Services Inc.
12/15/2017 – 4/21/2020Denver, CO

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. UBER
    Jul 2015 – Jan 2017San Francisco, CA
  2. UBS Financial Services
    Jan 2016 – Apr 2020Denver, CO
  3. Ameriprise Financial Services, LLC
    Apr 2020 – May 2022Denver, CO
  4. Northwestern Mutual Investment Services LLC
    Jul 2023 – no end date reportedMilwaukee, WI
  5. Legends Hospitality
    Feb 2023 – Jan 2024New York, NY
  6. Northwestern Mutual LIFE Insurance Company
    Jun 2023 – no end date reportedMilwaukee, WI
  7. Unemployed
    May 2022 – Feb 2023Denver, CO
  8. The Mom Project
    Jun 2023 – no end date reportedChicago, IL

Official records & sources

Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Northwestern Mutual Investment Services,llc

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Fixed fee
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

Similar advisors in Denver, CO

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Amanda Kaye Blum has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Amanda Kaye Blum in Denver, CO - Fees & Credentials