Amy B Gilbert
Investment Adviser Representative at RBC Securities, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Amy B. Gilbert is an investment adviser representative with RBC Securities, Inc. in Los Angeles, CA, where they have been registered since 2024. They have worked in the securities industry since 1997 and have been registered with 6 firms, including Hightower Advisors, LLC and Charles Schwab & Co., Inc. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Arizona.
Office
Advisors at this office: 14
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Arizona
- Broker:
1 state or territory
Arizona
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Fidelity Brokerage Services, Inc.May 1994 – Jan 2019Denver, CO
- Fidelity Brokerage Services, Inc.May 1994 – Jan 2019Scottsdale, AZ
- Fidelity Personal AND Workplace AdvisorsJul 2018 – Jan 2019Boston, MA
- Charles Schwab BankJan 2019 – Nov 2021Phoenix, AZ
- Charles Schwab & Co., IncJan 2019 – Nov 2021Phoenix, AZ
- HightowerNov 2021 – Mar 2023Chicago, IL
- CITY National Securities, Inc.Jan 2024 – no end date reportedPhoenix, AZ
- UnemployedApr 2023 – Dec 2023Phoenix, AZ
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About RBC Securities, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Boutique investment management services including personalized portfolio construction, asset allocation, risk management, tax management through individual securities, portfolio income strategies, private wealth solutions, and one-on-one access to dedicated portfolio managers and investment consultants.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 123
- Offices listed on AdvisorFinder:
- 19
- Main office:
- Los Angeles, CA
- SEC file number:
- 801-71181
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 18, 2026
View full firm profileOther advisors at RBC Securities, Inc.
Showing 12 of 123 in the directory
Similar advisors in Los Angeles, CA
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Amy B Gilbert has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched